Campos ocultos
Livros Livros
" ... or any rule or regulation thereunder or any undertaking contained in a registration statement as provided in subsection (d) of Section 15 of this title, which statement was at the time and in the light of the circumstances under which it was made... "
Investment Advisers Act of 1940, as in Effect July 1, 1974 - Página 8
por United States. Securities and Exchange Commission - 1974 - 21 páginas
Visualização integral - Acerca deste livro

Limited Partnerships: Hearing Before the Subcommittee on ..., Volume 3

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance - 1991 - 144 páginas
...Act, 15 USCS section 78r (1989) provides that any person who makes any statement in a filed document, which was at the time and in the light of the circumstances under which it was made false or misleading as to a material fact, shall be liable to any person (not knowing such statement was false or misleading)...
Visualização integral - Acerca deste livro

The Code of Federal Regulations of the United States of America

1990 - 1020 páginas
...with Customs, any stateinent which was, at the time and in light of the circumstances under »hich it was made, false or misleading with respect to any material fact, or has omitted to state in any application or report any material fact which was required. (b) The broker...
Visualização integral - Acerca deste livro

Current Trends in Money Laundering: Hearing Before the Permanent ..., Volume 4

United States. Congress. Senate. Committee on Governmental Affairs. Permanent Subcommittee on Investigations - 1992 - 486 páginas
...report filed with the superintendent or in any proceeding before the superintendent, any statement which was at the time and in the light of the circumstances...or misleading with respect to any material fact, or has willfully omitted to state in any application or report any material fact which was required to...
Visualização integral - Acerca deste livro

Current Trends in Money Laundering: Hearing Before the Permanent ..., Volume 4

United States. Congress. Senate. Committee on Governmental Affairs. Permanent Subcommittee on Investigations - 1992 - 486 páginas
...report filed with the superintendent or in any proceeding before the superintendent, any statement which was at the time and in the light of the circumstances...it was made false or misleading with respect to any material fact, òr has willfully omitted to state in any application or report any material fact which...
Visualização integral - Acerca deste livro

Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1987 - 556 páginas
...securities exchange, for the purpose of inducing the purchase or sale of such security, any statement which was at the time and in the light of the circumstances...was made, false or misleading with respect to any material fact, and which he knew or had reasonable ground to believe was so false or misleading. (5)...
Visualização integral - Acerca deste livro

Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4

United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 656 páginas
...a registration statement as provided in subsection (d) of section 15 of this title, which statement was at the time and in the light of the circumstances...it was made false or misleading with respect to any material fact, shall be liable to any person (not knowing that such statement was false or misleading)...
Visualização integral - Acerca deste livro

Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1989 - 584 páginas
...a registration statement as provided in subsection (d) of section 15 of this title, which statement was at the time and in the light of the circumstances...it was made false or misleading with respect to any material fact, shall be liable to any person (not knowing that such statement was false or misleading)...
Visualização integral - Acerca deste livro

Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4

United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 660 páginas
...proceeding before a foreign financial regulatory authority with respect to registration, any statement that was at the time and in the light of the circumstances under which it was made false Sec. 15 SECURITIES EXCHANGE ACT OF 1934 110 or misleading with respect to any material fact, or has...
Visualização integral - Acerca deste livro

Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4

United States - 1999 - 740 páginas
...securities exchange, for the purpose of inducing the purchase or sale of such security, any statement which was at the time and in the light of the circumstances...was made, false or misleading with respect to any material fact, and which he knew or had reasonable ground to believe was so false or misleading. (5)...
Visualização integral - Acerca deste livro

The Securities Litigation Uniform Standards Act of 1997--S. 1260 ..., Volume 4

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 1998 - 122 páginas
...to make, for the purpose of inducing the purchase or sale of such security by others, any statement which was, at the time and in the light of the circumstances...or misleading with respect to any material fact, or which omitted to state any material fact necessary in order to make the statements made, in light of...
Visualização integral - Acerca deste livro




  1. A minha biblioteca
  2. Ajuda
  3. Pesquisa de livros avançada
  4. Transferir ePub
  5. Transferir PDF