 ... or any rule or regulation thereunder or any undertaking contained in a registration statement as provided in subsection (d) of Section 15 of this title, which statement was at the time and in the light of the circumstances under which it was made...  Investment Advisers Act of 1940, as in Effect July 1, 1974 - Página 8por United States. Securities and Exchange Commission - 1974 - 21 páginasVisualização integral - Acerca deste livro
 | United States, United States. Congress. House. Committee on Ways and Means - 1989 - 760 páginas
...section, or report filed with the Customs Service, any statement which was, at the time and in light of the circumstances under which it was made, false or misleading with respect to any material fact, or has omitted to state in any such application or report any material fact which was required to be stated... | |
 | United States, United States. Congress. House. Committee on Energy and Commerce - 1991 - 636 páginas
...proceeding before a foreign financial regulatory authority with respect to registration, any statement that was at the time and in the light of the circumstances...or misleading with respect to any material fact, or has omitted to state in any application or report to the foreign financial regulatory authority any... | |
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