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" ... or any rule or regulation thereunder or any undertaking contained in a registration statement as provided in subsection (d) of Section 15 of this title, which statement was at the time and in the light of the circumstances under which it was made... "
Investment Advisers Act of 1940, as in Effect July 1, 1974 - Página 8
por United States. Securities and Exchange Commission - 1974 - 21 páginas
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Compilation of Energy-related Legislation, Volumes 1-4

United States - 1979 - 1230 páginas
...pursuant to any provision of this title, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...it was made false or misleading with respect to any material fact shall be liable in the same manner, to the same extent, and subject to the same limitations...
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United States Reports: Cases Adjudged in the Supreme Court, Volume 442

United States. Supreme Court - 1981 - 954 páginas
...registration statement as provided in subsection (d) of section 78o of this title, which statement was at the time and in the light of the circumstances...it was made false or misleading with respect to any material fact, shall be liable to any person (not knowing that such statement was false or misleading)...
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Compilation of Selected Energy-related Legislation: Electric and nuclear energy

United States - 1981 - 530 páginas
...pursuant to any provision of this title, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...it was made false or misleading with respect to any material fact shall be liable in the same manner, to the same extent, and subject to the same limitations...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States, United States. Congress. House. Committee on Energy and Commerce - 1985 - 510 páginas
...securities exchange, for the purpose of inducing the purchase or sale of such security, any statement which was at the time and in the light of the circumstances...was made, false or misleading with respect to any material fact, and which he knew or had reasonable ground to believe was so false or misleading. (5)...
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Miscellaneous Tariff and Trade Bills: Hearings and Written Comments Before ...

United States. Congress. House. Committee on Ways and Means. Subcommittee on Trade - 1985 - 836 páginas
...permit, or report filed with the Customs Service, any statement which was, at the time and in light of the circumstances under which it was made, false or misleading with respect to any material fact, or omitting to state in any such application or report any material fact required to be stated. "(B) Conviction,...
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Ohio Savings and Loan Crisis and Collapse of ESM Government Securities, Inc ...

United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee - 1985 - 1734 páginas
...(v). (vi), (vii) or (viii) (x) Has willfully made or caused to bo made any statement which was, at tho time and in the light of the circumstances under which it was made, false and misleading with respect to any material fact, or has omitted to state any material fact, which...
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Agriculture, rural development, and related agencies appropriations ..., Parte 3

United States. Congress. House. Committee on Appropriations. Subcommittee on Agriculture, Rural Development, and Related Agencies - 1985 - 888 páginas
...effectiveness, was incomplete in any material respect or contained any statement which was, in light of the circumstances under which it was made, false or misleading with respect to any material fact; (B) (i) has violated or failed to comply with a provision of this chapter, a predecessor...
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Ohio Savings and Loan Crisis and Collapse of ESM Government Securities, Inc ...

United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee - 1985 - 1408 páginas
...Secretary, the CEA, the CEC. the CFTC. or any Jurisdiction to have made or caused to be made any statement which was. at the time and in the light of the circumstances under which it was made, falsa and misleading with respect to any material fact, or to have omitted to state...
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Failure of Bevill, Bresler & Schulman, a New Jersey Government Securities ...

United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee - 1985 - 1318 páginas
...(vi) (vii) or (vin) U) Has willfully made or caused to be made any statement which was, at the lime and in the light of the circumstances under which it was made, false and misleading with respect to any material tact, or has omitted to state any material fact, which...
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Failure of Bevill, Bresler & Schulman, a New Jersey Government Securities ...

United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee - 1985 - 988 páginas
...Secretary, the CEA, the CEC, the CFTC. or any jurisdiction to have made or ciused to be made any statement which was. at the time and in the light of the circumstances under which it wai made, false and misleading with respect to any material fact, or to have omined to state...
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