... or any rule or regulation thereunder or any undertaking contained in a registration statement as provided in subsection (d) of Section 15 of this title, which statement was at the time and in the light of the circumstances under which it was made... Investment Advisers Act of 1940, as in Effect July 1, 1974 - Página 8por United States. Securities and Exchange Commission - 1974 - 21 páginasVisualização integral - Acerca deste livro
| United States - 1979 - 1230 páginas
...pursuant to any provision of this title, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...it was made false or misleading with respect to any material fact shall be liable in the same manner, to the same extent, and subject to the same limitations... | |
| United States. Supreme Court - 1981 - 954 páginas
...registration statement as provided in subsection (d) of section 78o of this title, which statement was at the time and in the light of the circumstances...it was made false or misleading with respect to any material fact, shall be liable to any person (not knowing that such statement was false or misleading)... | |
| United States - 1981 - 530 páginas
...pursuant to any provision of this title, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...it was made false or misleading with respect to any material fact shall be liable in the same manner, to the same extent, and subject to the same limitations... | |
| United States, United States. Congress. House. Committee on Energy and Commerce - 1985 - 510 páginas
...securities exchange, for the purpose of inducing the purchase or sale of such security, any statement which was at the time and in the light of the circumstances...was made, false or misleading with respect to any material fact, and which he knew or had reasonable ground to believe was so false or misleading. (5)... | |
| United States. Congress. House. Committee on Ways and Means. Subcommittee on Trade - 1985 - 836 páginas
...permit, or report filed with the Customs Service, any statement which was, at the time and in light of the circumstances under which it was made, false or misleading with respect to any material fact, or omitting to state in any such application or report any material fact required to be stated. "(B) Conviction,... | |
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