 | United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 páginas
...is now clearly understood? The CHAIRMAN. The language now is quite broad, it seems to me. It means any stock or similar security or any security convertible,...with or without consideration, into such a security, and so forth. Mr. REDMOND. That is very broad, Mr. Chairman, in defining the term " equity security."... | |
 | United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 páginas
...any renewal thereof the maturity of which is likewise limited. (12) The term "equity security" means any stock or similar security: or any security convertible,...with or without consideration, into such a security and uny warrant or right to subscribe to or purchase such a security; or any other security which the... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 páginas
...similar security: or any security convertible, with or without consideration, into such a security and any warrant or right to subscribe to or purchase such a security : or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate... | |
 | United States. Securities and Exchange Commission - 1937 - 1032 páginas
...Sc*s. (1934), at 9. Section 3 (a) (11) of the Act I'.flu«-» the trrm "equity security" to mean: • any stock or similar security : or any security convertible, with or without ronchiera n " n into MH-II a security, or cjirrylrii: any \v:trr:im or ri^lit to sn!)scriln> to or... | |
 | United States. Congress. House. Temporary National Economic Committee - 1940 - 1610 páginas
...whether an officer (giving title of office) or director or both. > The term "equity security" means any stock or similar security: or any security convertible...or purchase such a security; or any such warrant or rieht. INSTRUCTIONS FOR FILING FORM С 1. Filing where no equity secxirity is owned. — If an officer... | |
 | 1982 - 448 páginas
...an "equity security". The term "equity security" is defined by section 3(a)(11) of the Act to mean "any stock or similar security; or any security convertible,...warrant or right; or any other security which the FDIC shall deem to be of similar nature and consider necessary or appropriate, by such rules and regulations... | |
 | 2002 - 748 páginas
...there has been no significant revenue therefrom. (i) Equity security. The term equity security means any stock or similar security; or any security convertible,...purchase such a security; or any such warrant or right. (j) Fifty-percent-owned person. The term 50-percent-owned person, in relation to a specified person,... | |
 | 1978 - 1130 páginas
...not include a director, trustee, or officer. (i) Equity security. The term "equity security" means any stock or similar security; or any security convertible,...purchase such a security; or any such warrant or right. (j) Fiscal year. The term "fiscal year" means the annual accounting period or, if no closing date has... | |
 | 1979 - 1462 páginas
..."equity security" is defined by section 3(a)(ll) of the Act to mean "any stock or similar security; °r any security convertible, with or without consideration,...warrant or right; or any other security which the Board shall deem to be of similar nature and consider necessary or appropriate, by such rules and regulations... | |
 | 1977 - 970 páginas
...relationship which has been established with a bank; (b) "Equity security" means any stock; or similar security convertible, with or without consideration,...warrant or right; or any other security which the Comptroller of the Currency shall deem to be of similar nature and considers necessary or appropriate... | |
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any stock or similar security; or any security convertible, with or without consideration, into such a security; or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any other security which the... 
