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" any stock or similar security; or any security convertible, with or without consideration, into such a security; or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any other security which the... "
Hearings, Reports and Prints of the Senate Committee on Agriculture ... - Página 455
por United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry - 1978
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The Code of Federal Regulations of the United States of America

2004 - 774 páginas
...in a joint venture, or certificate of interest in a business trust; any security future on any such security; or any security convertible, with or without...such a security; or any such warrant or right; or any put, call, straddle, or other option or privilege of buying such a security from or selling such a...
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The Code of Federal Regulations of the United States of America

1967 - 740 páginas
...limited partnership interest, interest :na joint venture, or certificate of interest in a business trust; or any security convertible, with or without consideration...purchase such a security; or any such warrant or right. [30 FB 6114, Apr. 30, 1966] MISCELLANEOUS EXEMPTIONS § 240.3al2-2 Exemption of certain securities,...
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The Code of Federal Regulations of the United States of America

1968 - 768 páginas
...partnership interest, interest in a joint venture, or certificate of interest in a business trust; or any security convertible, with or without consideration...purchase such a security; or any such warrant or right. [30 FB eil4, Apr. 30, 1965] MISCELLANEOUS EXEMPTIONS § 240.3al2-2 Exemption of certain securities,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

2002 - 1016 páginas
...interest in a joint venture, or certificate of interest in a business trust; or any security convertib1e, with or without consideration into such a security,...such a security; or any such warrant or right; or any put, call, straddle, or other option or privilege of buying such a security from or selling such a...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1997 - 714 páginas
...venture, or certificate of interest in a business trust; or any security convertible, with §230.405 or without consideration into such a security, or...such a security; or any such warrant or right; or any put, call, straddle, or other option or privilege of buying such a security from or selling such a...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1998 - 528 páginas
...employee does not include a director or officer. (17) Equity security. The term "equity security" means any stock or similar security; or any security convertible,...warrant or right to subscribe to or purchase such security; or any such warrant or right. (18) FDIC. The term "FDIC" means the Federal Deposit Insurance...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1999 - 524 páginas
...employee does not include a director or officer. (17) Equity security. The term "equity security" means any stock or similar security; or any security convertible,...warrant or right to subscribe to or purchase such security; or any such warrant or right. (18) FDIC. The term "FDIC" means the Federal Deposit Insurance...
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The Code of Federal Regulations of the United States of America

1977 - 958 páginas
...there has been no significant revenue therefrom. (1) Equity security. The term "equity security" means any stock or similar security; or any security convertible,...or carrying any warrant or right to subscribe to or purchase euch a security; or any such warrant or right. (j) Fifty-percent-owned person. The term "50-percent-owned...
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Code of Federal Regulations: Containing a Codification of Documents of ...

2000 - 986 páginas
...partnership interest, interest in a joint venture, or certificate of interest in a business trust; or any security convertible, with or without consideration...or carrying any warrant or right to subscribe to or purcnase such a security; or any such warrant or right; or any put, call, straddle, or other option...
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The Code of Federal Regulations of the United States of America

1993 - 680 páginas
...only to an equity security. The term equity security is defined by section 3(aXll) of the Act to mean "any stock or similar security; or any security convertible,...consideration, into such a security; or carrying any warFederal Deposit Insurance Corporation rant or right to subscribe to or purchase such a security;...
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