 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1952 - 1246 páginas
...of voting securities, by contract, or otherwise. Equity security.—The term "equity security" means any stock or similar security ; or any security convertible,...purchase such a security; or any such warrant or right. Fifty-percent owned person.—The term "fifty-percent owned person" means a person in respect of which... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1955 - 728 páginas
...talking about. (The material referred to follows :) SEC. 3. * * * (11) The term "equity security" means any stock or similar security; or any security convertible,...; or any other security which the Commission shall d>«n to be of similar nature and consider necessary or appropriate, by such rules and regulations... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1957 - 176 páginas
...security (giving name of security), or any combination of these. a The term "equity security" means any stock or similar security; or any security convertible,...purchase such a security; or any such warrant or right. (Sec. 3 (a) (11) Securities Exchange Act) Ia-NISH (SEE INSTRUCTIONS ON BACK) INSTRUCTIONS FOR FORM... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1957 - 172 páginas
...security (giving name of security), or any combination of these. * The term "equity security" means any stock or similar security; or any security convertible, with or without consideration, into such a sec urity, or carrying any warrant or right to subscribe to or purchase such a secures \ ^x *s.% such... | |
 | United States. Securities and Exchange Commission - 1938 - 168 páginas
...partnership interest, interest in a joint venture, or certificate of interest in a business trust; or any security convertible, with or without consideration...purchase such a security; or any such warrant or right. (Adopted, eff. Apr. 23, 1965, Release 34-7581.) Rale 3*12-2. Exemption of Certain Securities, the Income... | |
 | United States. Securities and Exchange Commission - 1963 - 100 páginas
...does not include a director, trustee, or officer. Equity security.— The term "equity security" means any stock or similar security; or any security convertible,...purchase such a security ; or any such warrant or right. Fiscal year.— The term "fiscal year" means the annual accounting period or, if no closing date has... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1963 - 550 páginas
...any renewal thereof the maturity of which is likewise limited. (11) The term "equity security" means any stock or similar security; or any security convertible,...subscribe to or purchase such a security; or any such warrantor right; or any other security which the Commission shall deem to be of similar nature and... | |
 | United States. Securities and Exchange Commission - 1963
.... , ., icno mull - •-.- or without consideration, into such a security ; or carrying any warrant to subscribe to or purchase such a security; or any such warrant or'right- or necrss r, or C ii rity whioh tne Commission shall deem to be of similar nature and consider... | |
 | 1964 - 574 páginas
...voting securities, by contract, or otherwise. (d) Equity security. The term "equity security" means any stock or similar security; or any security convertible,...purchase such a security; or any such warrant or right. (e) Fifty-percent owned person. The term "fifty -percent owned person" means a person in respect of... | |
 | 1967 - 1182 páginas
...not include a director, trustee, or officer. (i) Equity security. The term "equity security" means any stock or similar security; or any security convertible,...consideration. into such a security, or carrying any warrant or light to subscribe to or purchase such a security; or any such warrant or right. (j) Fiscal year. The... | |
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any stock or similar security; or any security convertible, with or without consideration, into such a security; or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any other security which the... 
