 | United States. Securities and Exchange Commission - 1963
...a national securities exchange, for the purpose of inducing the purchase or sale of such security, any statement which was at the time and in the light...was made, false or misleading with respect to any material fact, and which he knew or had reasonable ground to believe was so false or misleading. Section... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1963 - 550 páginas
...a national securities exchange, for the purpose of inducing the purchase or sale of such security, any statement which was at the time and in the light...was made, false or misleading with respect to any material fact, and which he knew or had reasonable ground to believe was so false or misleading. (5)... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1963 - 490 páginas
...statement in any report or document required to be filed under any such rule or regulation, which statement was at the time and in the light of the circumstances...it was made false or misleading with respect to any material fact.1 Separability of Provisions SECTION 33. If any provision of this act, or the application... | |
 | United States. Office of the Comptroller of the Currency - 1966 - 480 páginas
...a national securities exchange, for the purpose of inducing the purchase or sale of such security, any statement which was at the time and in the light...was made, false or misleading with respect to any material fact, and which he knew or had reasonable ground to believe was so false or misleading. (5)... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1967 - 136 páginas
...affiliated person of such investment adviser, 18 depositor, or principal underwriter if such person : 19 " ( 1 ) has, willfully made or caused to be made in any...circumstances under which it was made false or misleading 1 10 1 with respect to any material fact, or has omitted to state 2 in any such registration statement,... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1967 - 132 páginas
...Commission under this title, or in any proceeding before the Commission with respect to registration, any statement which was at the time and in the light...or misleading with respect to any material fact, or who has omitted to state in any such application or report any material fact which is required to be... | |
 | United States. Congress. House. Interstate and Foreign Commerce - 1968 - 194 páginas
...Commission under this title, or in any proceeding before the Commission with respect to registration, any statement which was at the time and in the light...or misleading with respect to any material fact, or who has omitted to state in any such application or report any material fact which is required to be... | |
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... or any rule or regulation thereunder or any undertaking contained in a registration statement as provided in subsection (d) of Section 15 of this title, which statement was at the time and in the light of the circumstances under which it was made... 
