 | United States - 2000 - 1216 páginas
...securities authority with respect to registration, any statement that was at the time and in light of the circumstances under which it was made false or...any material fact, or has omitted to state in any application or report to a forPagre 435 TITLE 15—COMMERCE AND TRADE eign securities authority any... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 1720 páginas
...or document filed pursuant to this title, or any rule or regulation thereunder * * * which statement was at the time and in the light of the circumstances...was made, false or misleading with respect to any material fact, shali be liable to any person (not knowing that such statement was false or misleading)... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 348 páginas
...this title, or any rule or regulation thereunder * * * which statement 74947 — 42 — pt. 3 — —7 was at the time and in the light of the circumstances...was made, false or misleading with respect to any material fact, shall be liable to any person (not knowing that such statement was false or misleading)... | |
 | United States - 1964 - 356 páginas
...the Commission with respect to registration, any statement which was at the time and in tne light of the circumstances under which it was made false or...material fact, or has omitted to state in any such application or report any material fact which is required to be stated therein. "(B) has been conjvicted... | |
 | United States. Congress. House. Committee on the Judiciary - 1945 - 274 páginas
...any provisions _ of this subchapter, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein or necessary to make the statements... | |
 | 1999 - 768 páginas
...under this part, or report filed with Customs, any statement which was, at the time and in light of the circumstances under which it was made, false or...any material fact, or has omitted to state in any application or report any material fact which was required. (b) The broker has been convicted, at any... | |
 | 2001 - 832 páginas
...under this part, or report filed with Customs, any statement which was, at the time and in light of the circumstances under which it was made, false or...any material fact, or has omitted to state in any application or report any material fact which was required; (b) The broker has been convicted, at any... | |
 | 1998 - 1012 páginas
...Foreign Assets Control, any statement that was, at the time and in light of the circumstances §515.568 under which It was made, false or misleading with...any material fact, or has omitted to state In any application, request for ruling or opinion, or report any material fact that was required; (II) The... | |
 | United States - 1955 - 54 páginas
...a national securities exchange, for the purpose of inducing the purchase or sale of such security, any statement which was at the time and in the light...was made, false or misleading with respect to any material fact, and which he knew or had reasonable ground to believe was so false or misleading. (5)... | |
| |
... or any rule or regulation thereunder or any undertaking contained in a registration statement as provided in subsection (d) of Section 15 of this title, which statement was at the time and in the light of the circumstances under which it was made... 
