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" Commission with respect to registration, any statement which was at the time and in the light of the circumstances under which it was made false or misleading with respect to any material fact... "
Compilation of Securities Laws Within the Jurisdiction of the Committee on ... - Página 104
por United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 639 páginas
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Trade legislation enacted into public law, 1981 through 1988

United States, United States. Congress. House. Committee on Ways and Means - 1989 - 760 páginas
...section, or report filed with the Customs Service, any statement which was, at the time and in light of the circumstances under which it was made, false or...such application or report any material fact which was required to be stated therein; "(B) has been convicted at any time after the filing of an application...
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International Securities Enforcement: Hearing Before the ..., Volume 4

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance - 1989 - 184 páginas
...caused to be made in any application for registration or report required to be filed with the Commission under this title, or in any proceeding before the...the time and in the light of the circumstances under which it was Bade false or misleading with respect to any material fact, or has omitted to state in...
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International Securities Enforcement: Hearing Before the ..., Volume 4

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance - 1989 - 188 páginas
...caused to be made in any application for registration or report required to be filed with the Commission under this title, or in any proceeding before the...statement which was at the time and in the light of th« circumstances under which it was made false or misleading with respect to any material fact, or...
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International Securities Enforcement: Hearing Before the ..., Volume 4

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance - 1989 - 202 páginas
...securities authority with respect to registration, any statement that was at the time and in light of the circumstances under which it was made false or...any material fact, or has omitted to state in any application or report to a foreign securities authority any material fact that is required to be stated...
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The Securities Law Enforcement Remedies Act of 1989: Hearings Before the ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 1990 - 500 páginas
...aided, abetted, counseled, commanded, induced, or procured such a violation by any other person; "(3) has willfully made or caused to be made in any application...material fact, or has omitted to state in any such 10 ii application or report any material fact which is required to be stated therein; or "(4) has failed...
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The Securities Law Enforcement Remedies Act of 1989: Hearings Before the ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 1990 - 508 páginas
...caused to be made in any application for registration or report required to be filed with the Commission under this title, or in any proceeding before the...respect to any material fact, or has omitted to state 192 25 in any such registration statement, application, or report any naterial fact which was required...
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Globalization of the Securities Markets and S. 646, the ..., Volume 4

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 1990 - 368 páginas
...securities authority with respect to registration, any statement that was at the time and in light of the circumstances under which it was made false or...any material fact, or has omitted to state in any application or report to a foreign securities authority any material fact that is required to be stated...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States, United States. Congress. House. Committee on Energy and Commerce - 1991 - 636 páginas
...proceeding before a foreign financial regulatory authority with respect to registration, any statement that was at the time and in the light of the circumstances...any material fact, or has omitted to state in any application or report to the foreign financial regulatory authority any material fact that is required...
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Current Trends in Money Laundering: Hearing Before the Permanent ..., Volume 4

United States. Congress. Senate. Committee on Governmental Affairs. Permanent Subcommittee on Investigations - 1992 - 478 páginas
...application or report filed with the superintendent or in any proceeding before the superintendent, any statement which was at the time and in the light...misleading with respect to any material fact, or has willfully omitted to state in any application or report any material fact which was required to be...
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Current Trends in Money Laundering: Hearing Before the Permanent ..., Volume 4

United States. Congress. Senate. Committee on Governmental Affairs. Permanent Subcommittee on Investigations - 1992 - 486 páginas
...application or report filed with the superintendent or in any proceeding before the superintendent, any statement which was at the time and in the light...it was made false or misleading with respect to any material fact, òr has willfully omitted to state in any application or report any material fact which...
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