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" Commission with respect to registration, any statement which was at the time and in the light of the circumstances under which it was made false or misleading with respect to any material fact... "
Compilation of Securities Laws Within the Jurisdiction of the Committee on ... - Página 104
por United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 639 páginas
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1981 - 548 páginas
...willfully made or caused to be made in any application for registration or report filed with the Commission under this title, or in any proceeding before the...or misleading with respect to any material fact, or who has omitted to state in any such application or report any material fact which is required to be...
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Reports on Banks Securities Activities of the Securities and Exchange ...

United States. Securities and Exchange Commission - 1977 - 630 páginas
...caused to be made in any application for registration or report required to be filed with the Commission under this title, or in any proceeding before the...with respect to any material fact, or has omitted (footnote continued on next page) - 122 federal securities laws and the rules thereunder. Upon such...
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Trust Indenture Act of 1939 as in Effect June 4, 1975

United States - 1977 - 40 páginas
...pursuant to any provisions of this title, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein or necessary to make the statements...
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Public Utility Holding Company Act of 1935: As Amended June 4, 1975

United States, United States. Securities and Exchange Commission - 1977 - 44 páginas
...pursuant to any provision of this title, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...it was made false or misleading with respect to any material fact shall be liable in the same manner, to the same extent, and subject to the same limitations...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States, United States. Congress. House. Committee on Interstate and Foreign Commerce - 1978 - 540 páginas
...a national securities exchange, for the purpose of inducing the purchase or sale of such security, any statement which was at the time and in the light...was made, false or misleading with respect to any material fact, and which he knew or had reasonable ground to believe was so false or misleading. (5)...
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Compilation of Energy-related Legislation, Volumes 1-4

United States - 1979 - 1230 páginas
...pursuant to any provision of this title, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...it was made false or misleading with respect to any material fact shall be liable in the same manner, to the same extent, and subject to the same limitations...
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United States Reports: Cases Adjudged in the Supreme Court, Volume 442

United States. Supreme Court - 1981 - 954 páginas
...registration statement as provided in subsection (d) of section 78o of this title, which statement was at the time and in the light of the circumstances...it was made false or misleading with respect to any material fact, shall be liable to any person (not knowing that such statement was false or misleading)...
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Compilation of Selected Energy-related Legislation: Electric and nuclear energy

United States - 1981 - 530 páginas
...pursuant to any provision of this title, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...it was made false or misleading with respect to any material fact shall be liable in the same manner, to the same extent, and subject to the same limitations...
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Problems with the SEC's Enforcement of U.S. Securities Laws in ..., Volume 4

United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee - 1988 - 684 páginas
...foreign financial regulatory authority with respect to registration, any statement that was at the tine and in the light of the circumstances under which...any material fact, or has omitted to state in any application or report to the foreign financial regulatory authority any material fact that is required...
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Problems with the SEC's Enforcement of U.S. Securities Laws in Cases ...

United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee - 1988 - 664 páginas
...securities authority with respect to registration, any statement that was at the tire and in light of the circumstances under which it was made false or...any material fact, or has omitted to state in any application or report to a foreign securities authority any material fact that is required to be stated...
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