 On the application of the issuer of any security for which unlisted trading privileges on any exchange have been continued or extended pursuant to this subsection, or of any broker or dealer who makes or creates a market for such security, or of any other...  SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ...por United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1957 - 272 páginasVisualização integral - Acerca deste livro
 | United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 656 páginas
...or dealer who makes or creates a market for such security, or of any other person having a bona fide interest in the question of termination or suspension...appropriate notice and opportunity for hearing, that such termination or suspension is necessary or appropriate in the public interest or for the protec(5)... | |
 | United States - 1999 - 740 páginas
...or dealer who makes or creates a market for such security, or of any other person having a bona fide interest in the question of termination or suspension...appropriate notice and opportunity for hearing, that such termination or suspension is necessary or appropriate in the public interest or for the protection... | |
 | United States - 1997 - 776 páginas
...or dealer who makes or creates a market for such security, or of any other person haying a bona fide interest in the question of termination or suspension...appropriate notice and opportunity for hearing, that such termination or suspension is necessary or appropriate in the public interest or for the protection... | |
 | United States - 1973 - 402 páginas
...or denier who makes or creates a market for such security, or of any other person having a bona fide interest in the question of termination or suspension...Commission shall by order terminate, or suspend for n period not exceeding twelve months, such unlisted trading privileges for such security if the Commission... | |
 | 1986 - 728 páginas
...broker or dealer who makes or creates a market for such security, or any other person having a bona fide interest in the question of termination or suspension of such unlisted trading privileges, may make application to the Commission for the termination or suspension of such unlisted trading privileges.... | |
 | 1970 - 662 páginas
...following information: (1) Name and address of applicant; (2) A brief statement of the applicant's interest in the question of termination or suspension of such unlisted trading privileges; (3) Title of security; (4) Name of issuer; (5) Amount of such security issued and outstanding (number... | |
 | United States. Securities and Exchange Commission - 1947 - 1292 páginas
...effective date of, suspend for a period not exceeding 12 months, or to withdraw the registration of a security if the Commission finds, after appropriate notice and opportunity for hearing, that the issuer of such security has failed to comply with any provision of the act or the rules and regulations... | |
 | 1971 - 668 páginas
...broker or dealer who makes or creates a market for such security, or any other person having a bona fide interest in the question of termination or suspension of such unlisted trading privileges, may make application to the Commission for the termination or suspension of such unlisted trading privileges.... | |
 | 1967 - 748 páginas
...following Information: (1) Name and address of applicant; (2) A brief statement of the applicant's interest in the question of termination or suspension of such unlisted trading privileges; (3) Title of security; (4) Name of issuer; (5) Amount of such security issued and outstanding (number... | |
 | 1968 - 776 páginas
...broker or dealer who makes or creates a market for such security, or any other person having a bona fide interest in the question of termination or suspension of such unlisted trading privileges, may make application to the Commission for the termination or suspension of such unlisted trading privileges.... | |
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