SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking and Currency, United States Senate, Eighty-fifth Congress, First Session, on S. 594, S. 1168, and S. 1601, Bills to Amend the Securities Exchange Acts, and for Other Purposes

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U.S. Government Printing Office, 1957 - 272 páginas
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Página 109 - ... Corporations, and any community chest, fund, or foundation, organized and operated exclusively for religious, charitable, scientific, testing for public safety, literary, or educational purposes, or for the prevention of cruelty to children or animals, no part of the net earnings of which inures to the benefit of any private shareholder or individual, no substantial part of the activities of which is carrying on propaganda, or otherwise attempting, to influence legislation, and which does not...
Página 236 - The business of insurance, and every person engaged therein, shall be subject to the laws of the several States which relate to the regulation or taxation of such business.
Página 1 - Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of any equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer of the issuer of such security...
Página 109 - Its services available on a preferential basis to ; (4) makes any substantial purchase of securities or any other property, for more than adequate consideration In money or money's worth, from ; (5) sells any substantial part of Its securities or other property, for less than an adequate consideration In money or money's worth, to ; or (6) engages In any other transaction which results In a substantial diversion...
Página 208 - Whenever it shall appear to the Commission that any person is engaged or about to engage in any acts or practices which constitute or will constitute a violation...
Página 4 - It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise to...
Página 16 - ... solicits proxies, any member of such committee or group, and any person whether or not named as a member who, acting alone or with one or more other persons directly or indirectly takes the initiative...
Página 236 - Congress with reference to the regulation of the business of insurance. Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That the Congress hereby declares that the continued regulation and taxation by the several States of the business of insurance is in the public interest, and that silence on the part of the Congress shall not be construed to impose any barrier to the regulation or taxation of such business by the several States.
Página 3 - On the application of the issuer of any security for which unlisted trading privileges on any exchange have been continued or extended pursuant to this subsection, or of any broker or dealer who makes or creates a market for such security, or of any other person having a bona fide interest...
Página 42 - Copies" and shall be for the information of the Commission only, except that such material may be disclosed to any department or agency of the United States Government and...

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