| United States. Securities and Exchange Commission - 1974 - 36 páginas
...Public Law 91-547, lec. 24 (c), 84 Stat. 1481. Sec. 20S(e)(l) SECURITIES AND EXCHANGE COMMISSION merit which was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who has omitted to state in any such application or report any material fact which is required to be... | |
| United States - 1981 - 548 páginas
...becoming such, (A) has willfully made or caused to be made in any application for registration or report filed with the Commission under this title, or in...or misleading with respect to any material fact, or who has omitted to state in any such application or report any material fact which is required to be... | |
| United States. Securities and Exchange Commission - 1977 - 630 páginas
...subsequent to becoming so associated, is subject to Commission administrative sanctions if he: (A) has willfully made or caused to be made in any application...with respect to any material fact, or has omitted (footnote continued on next page) - 122 federal securities laws and the rules thereunder. Upon such... | |
| United States - 1977 - 40 páginas
...pursuant to any provisions of this title, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein or necessary to make the statements... | |
| United States, United States. Securities and Exchange Commission - 1977 - 44 páginas
...pursuant to any provision of this title, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...it was made false or misleading with respect to any material fact shall be liable in the same manner, to the same extent, and subject to the same limitations... | |
| United States - 1979 - 1230 páginas
...pursuant to any provision of this title, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...it was made false or misleading with respect to any material fact shall be liable in the same manner, to the same extent, and subject to the same limitations... | |
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