 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 páginas
...pursuant to any provisions of this Act, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein or necessary to make the statements... | |
 | United States - 1938 - 48 páginas
...a national securities exchange, for the purpose of inducing the purchase or sale of such security, any statement which was at the time and in the light...was made, false or misleading with respect to any material fact, and which he knew or had reasonable ground to believe was so false or misleading. (5)... | |
 | United States. Securities and Exchange Commission - 1957 - 756 páginas
...a national securities exchange, for the purpose of Inducing the purchase or sale of such security, any statement which was at the time and In the light...was made, false or misleading with respect to any material fact, and which be knew or had reasonable ground to believe was so false or misleading." Section... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 106 páginas
...pursuant to any provisions of this Act, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein or necessary to make the statements... | |
 | United States. Securities and Exchange Commission - 1956 - 716 páginas
...before the Commission with respect to registration pursuant to this subsection any statement which wms at the time and In the light of the circumstances...misleading with respect to any material fact; ... or (C) la permanently or temporarily enjoined hy order, judgment, or decree of any court of competent... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1939 - 324 páginas
...pursuant to any provisions of this title, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein or necessary to make the statements... | |
 | United States - 1973 - 400 páginas
...for registration or report filed with the Commission under this title, or in any proceeding oef ore the Commission with respect to registration, any statement...or misleading with respect to any material fact, or who has omitted to state in any such application or report any material fact which is required to be... | |
 | United States - 1953 - 1692 páginas
...a national securities exchange, for the purpose of inducing the purchase or sale of such security, y herein granted for any one or more of the purposes...right-of-way shall be allowed within or through any material fact, and which he knew or had reasonable ground to believe was so false or misleading. §78i... | |
 | United States - 1994 - 1332 páginas
...aided, abetted, counseled, commanded, induced, or procured such a violation by any other person; (3) QK۔ j e C ۾ k Y麦] ω }wd Y ~ Og w u=Kޣn{ e ']8 kA K Y[ 2 (N 0n Ň[tN K#{ 25 0j O K tM O p v or with any other appropriate regulatory agency under this chapter, or in any proceeding before the... | |
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... or any rule or regulation thereunder or any undertaking contained in a registration statement as provided in subsection (d) of Section 15 of this title, which statement was at the time and in the light of the circumstances under which it was made... 
