Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of any equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer... SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ...por United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1957 - 272 páginasVisualização integral - Acerca deste livro
| United States - 1988 - 560 páginas
...OFFICERS, AND PRINCIPAL STOCKHOLDERS SEC. 16. [78p] (a) Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any...(other than an exempted security) which is registered pursuant to section 12 of this title, or who is a director or an officer of the issuer of such security,... | |
| United States - 1985 - 484 páginas
...Commission may prescribe by rules and regulations. (f) Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of outstanding securities (other than short-term paper) of which a registered closed-end company is the... | |
| United States - 1987 - 556 páginas
...otherwise; (D) the directors, officers, and underwriters, and each security holder of record holding more than 10 per centum of any class of any equity security of the issuer (other than an exempted security), their remuneration and their interests in the securities... | |
| United States - 1999 - 740 páginas
...OFFICERS, AND PRINCIPAL STOCKHOLDERS SEC. 16. [78p] (a) Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any...(other than an exempted security) which is registered pursuant to section 12 of this title, or who is a director or an officer of the issuer of such security,... | |
| United States - 1997 - 776 páginas
...Commission may prescribe by rules and regulations. (h) Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of outstanding securities (other than short-term paper) of which a registered closedend company is the... | |
| |