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" Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of any equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer... "
SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ...
por United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1957 - 272 páginas
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Corporate Disclosure: Hearings Before the Subcommittee on ..., Partes 1-2

United States. Congress. Senate. Committee on Government Operations. Subcommittee on Budgeting, Management, and Expenditures, United States. Congress. Senate. Government Operations Committee - 1974 - 2248 páginas
...information in snch detail as the Commission requires with respect to "each security holder of record holding more than 10 per centum of any class of any equity security if the issuer." However, it appears that the Commission's authority goes beyond requiring the disclosure...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States, United States. Congress. House. Committee on Interstate and Foreign Commerce - 1978 - 540 páginas
...Commission may prescribe by rules and regulations. (f ) Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of outstanding securities (other than short-term paper) of which a registered closed-end company is the...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States, United States. Congress. House. Committee on Energy and Commerce - 1985 - 510 páginas
...Commission may prescribe by rules and regulations. (f) Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of outstanding securities (other than short-term paper) of which a registered closed-end company is the...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4

United States - 1988 - 560 páginas
...OFFICERS, AND PRINCIPAL STOCKHOLDERS SEC. 16. [78p] (a) Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any...(other than an exempted security) which is registered pursuant to section 12 of this title, or who is a director or an officer of the issuer of such security,...
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Tender Offer Reform: Hearings Before the Subcommittee on Telecommunications ...

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance - 1988 - 722 páginas
...more than 2 per centum; and (viii) an acquisition of any securities directly from a person who is the beneficial owner of more than 10 per centum of any class of covered equity securities, provided such beneficial owner has been the beneficial owner of such securities...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1985 - 484 páginas
...Commission may prescribe by rules and regulations. (f) Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of outstanding securities (other than short-term paper) of which a registered closed-end company is the...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4

United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 656 páginas
...Commission may prescribe by rules and regulations. (f) Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of outstanding securities (other than short-term paper) of which a registered closedend company is the...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1987 - 556 páginas
...otherwise; (D) the directors, officers, and underwriters, and each security holder of record holding more than 10 per centum of any class of any equity security of the issuer (other than an exempted security), their remuneration and their interests in the securities...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4

United States - 1999 - 740 páginas
...OFFICERS, AND PRINCIPAL STOCKHOLDERS SEC. 16. [78p] (a) Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any...(other than an exempted security) which is registered pursuant to section 12 of this title, or who is a director or an officer of the issuer of such security,...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4

United States - 1997 - 776 páginas
...Commission may prescribe by rules and regulations. (h) Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of outstanding securities (other than short-term paper) of which a registered closedend company is the...
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