... by means of a prospectus or oral communication, which includes an untrue statement of a material fact or omits to state a material fact necessary in order to make the statements, in the light of the circumstances under which they were made, not misleading... United States Code - Página 373por United States - 2000Visualização integral - Acerca deste livro
| Philippines - 1984 - 496 páginas
...contracts or investments by the use of any means or instruments of transportation or communication, by means of a prospectus, or oral communication, which...order to make the statements, in the light of the circums. tances under which they were made, not misleading, the purchaser not blowing of such untruth... | |
| United States. Securities and Exchange Commission - 1953 - 1110 páginas
...part, that any person who sells a security by use of the mails or any facility of interstate commerce by means of a prospectus or oral communication, which...material fact or omits to state a material fact necessary to make the statements in the light of the circumstances under which they are made not misleading,... | |
| Wisconsin - 1941 - 686 páginas
...material fact or matter necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading (the purchaser not knowing of such misrepresentation, fraud or failure) , and every sale of a security made in violation of or noncompliance... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 332 páginas
...exempted as well as non-exempted, sold by the use of any means of interstate commerce or of the mails, by means of a prospectus or oral communication which...a material fact or omits to state a material fact, has the right of civil action against the seller: unless the seller can prove that he did not know,... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 1720 páginas
...exempted as well as non-exempted, sold by the use of any means of interstate commerce or of the mails, by means of a prospectus or oral communication which...a material fact or omits to state a material fact, has the right of civil action against the seller, unless the seller can prove that he did not know,... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 264 páginas
...any means or instruments of transportation or communication in interstate commerce or of the ma4ls, by means of a prospectus or oral communication, which includes an untrue statement of a material fact or omit8 to state a material fact necessary in order to make the statements, in the light of the circumstances... | |
| 1975 - 720 páginas
...certifications, if any, as may be necessary in the public interest and for the protection of purchasers or necessary in order to make the statements in the light of the circumstances under which they are made, not misleading. 3. If a filing is to be consolidated pursuant to { 1710.22. the... | |
| 1979 - 854 páginas
...certifications, if any, as may be necessary in the public interest and for the protection of purchasers or necessary in order to make the statements in the light of the circumstances under which they are made, not misleading. 3. If a filing is to be consolidated pursuant to $ 1710.22, the... | |
| 1950 - 634 páginas
...discovers that the 'registration statement' is or has become false, inadequate, or misleading, because it includes an untrue statement of a material fact or omits to state a material fact, the Commission may by stop order, subject to court review, temporarily or permanently stop the further... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1955 - 728 páginas
...any means or instruments of transportation or communication in interstate commerce or of the mails, by means of a prospectus or oral communication, which...misleading (the purchaser not knowing of such untruth or omissions), and who shall not sustain the burden of proof that he did not know, and in the exercise... | |
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