... by means of a prospectus or oral communication, which includes an untrue statement of a material fact or omits to state a material fact necessary in order to make the statements, in the light of the circumstances under which they were made, not misleading... United States Code - Página 373por United States - 2000Visualização integral - Acerca deste livro
| United States. Congress. House. Banking and Currency Committee - 1973 - 310 páginas
...certifications, if any, as may be necessary in the public interest and for flip protection of purchasers or necessary in order to make the statements in the light of the circumstances under which they are made, not misleading.'' Subparagraph d. shall read as follows : "d. Amendments, including... | |
| United States. Congress. Senate. Committee on Interior and Insular Affairs - 1975 - 516 páginas
...Section 12 of the 1933 Act imposes civil liability on any person who "offers or sells a security ... by means of a prospectus or oral communication, which...statements, in the light of the circumstances under which they were made, not misleading.... 1/ Section 17 of the 1933 Act, its general fraud provision,... | |
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