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" ... (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in... "
Investment Trusts and Investment Companies, Hearings Before a Subcommittee ... - Página 30
por United States. Congress. Senate. Committee on Banking and Currency - 1940
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Extension of Temporary Interestrate Controls: Hearings Before ... , 90-1 on ...

United States Congress. House. Banking and Currency Committee - 1967 - 136 páginas
...statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser. (b) It shall be unlawful for any person,...
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Extension of Temporary Interest Rate Controls: Hearings, Ninetieth Congress ...

United States. Congress. House. Committee on Banking and Currency - 1967 - 144 páginas
...statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser. (b) It shall be unlawful for any person,...
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Compilation of Releases Dealing with Matters Arising Under the Securities ...

United States. Securities and Exchange Commission - 1968 - 76 páginas
...shall be unlawful for any investment adviser registered under Section 203, l by use of the mails or any means or instrumentality of interstate commerce,...transaction, practice, or course of business which operates as a fraud or deceit upon any client or prospective client; (3) acting as principal for his own account,...
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Summary of the Housing and Urban Development Act of 1968: S. 3497

United States. Congress. House. Committee on Banking and Currency - 1968 - 90 páginas
...respect to information in the statement of record or the property report or any other information; or to engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit on the purchaser. Subsection (b) provides that a purchaser may...
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Supplemental Appropriations for Fiscal Year 1969, Hearings ... 90-2, OnH.R ...

United States. Congress. Senate. Appropriations - 1968 - 620 páginas
...information pertinent to the lot or the subdivision and upon which the purchaser relies, or n STAT. 59? ((') to engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon a purchaser. (b) Any contract or agreement for the purchase...
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Hearings, Reports and Prints of the Senate Committee on Appropriations

United States. Congress. Senate. Committee on Appropriations - 1968 - 620 páginas
...information pertinent to toe lot or the subdivision and upon which the purchaser relies, or 62 ST*T. 592 (C) to engage in any transaction, practice, or course of business which operates or would operate as u fraud or deceit upon a purchaser. (b) Any contract or agreement for the purchase...
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Summary of Activities, 1968

United States. Congress. Senate. Committee on Banking and Currency - 1968 - 182 páginas
...respect to information in the statement of record or the property report or any other information; or to engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit on the purchaser. Subsection (b) provides that a purchaser may...
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Supplemental Appropriations for Fiscal Year 1969: Hearings, Ninetieth ...

United States. Congress. Senate. Committee on Appropriations - 1968 - 1598 páginas
...information pertinent to toe lot or the subdivision and upon which the purchaser relies, or 82 ST*T. 59? (f) to engage in any transaction, practice, or course of business which operates or would operate us « fraud or deceit upon a purchaser. (b) Any contract or agreement for the purchase...
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Basic Laws and Authorities on Housing and Urban Development ..., Volumes 81-969

United States - 1969 - 974 páginas
...other information pertinent to the lot or the subdivision and upon which the purchaser relies, or (C) than one hundred and twenty days after the close of each fiscal year, the D or would operate as a fraud or deceit upon a purchaser. (b) Any contract or agreement for the purchase...
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Decisions and Reports, Volume 21

United States. Securities and Exchange Commission - 1952 - 968 páginas
...statements made. In the light of the circumstances under which they were made, not misleading, or (1) to engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser. <* Section 10 (b) provides: It shall be unlawful...
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