 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 1720 páginas
...artifice to defraud or to obtain money or property by means of any untrue statement of a material fact, or to engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchasers. These are strong inhibitions and section... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 332 páginas
...artifice to defraud or to obtain money or property by means of any untrue statement of a material fact, or to engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchasers. These are strong inhibitions and section... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1945 - 174 páginas
...statements made, in the light of the circumstances under which they were made, not misleading, or (3) To engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser. ******* (c) The exemptions provided in section... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1945 - 138 páginas
...statements made, in the light of the circumstances under which they were made, not misleading, or (3) To engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser. ******* (c) The exemptions provided in section... | |
 | 1999 - 944 páginas
...investment company registered under the Investment Company Act of 1940, or an affiliate of such issuer, directly or indirectly (1) To employ any device, scheme or artifice to defraud any person; (ii) To make any untrue statement of a material fact or to omit to state a material fact necessary... | |
 | United States. Congress. Senate. Agriculture and Forestry Committee - 1949 - 128 páginas
...scheme, or artifice to defraud any client or participant or prospective client or participant; or "(B) to engage in any transaction, practice, or course of business which operates as a fraud or deceit upon any client o{ participant or prospective client or participant. SEC. 8. Section... | |
 | 1996 - 376 páginas
...statements made not misleading, with respect to any information pertinent to the lot or subdivision; or (4) to engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon a purchaser. (c) The anti-fraud provisions of the Act require... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1953 - 854 páginas
...It shall be unlawful for any investment adviser registered under section 203, by use of the mails or any means or instrumentality of interstate commerce,...transaction, practice, or course of business which operates as a fraud or deceit upon any client or prospective client; (3) acting as principal for his own account,... | |
 | United States. Congress. House. Committee on the Judiciary - 1953 - 1242 páginas
...statements made, in the light of the circumstances under which they were made, not misleading, or "(3) to engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser." Again in this instance confusion could arise... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1955 - 728 páginas
...statements made, in the light of the circumstances under which they were made, not misleading, or "(3) to engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser.'' LIABILITY FOR MISLEADING STATEMENTS "SEC.... | |
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... (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in... 
