 ... under common control with, the person specified. (b) Control. The term "control" (including the terms "controlling", "controlled by" and "under common control with") means the possession, direct or indirect, of the power to direct or cause the direction...  Takeover Tactics and Public Policy: Hearings Before the Subcommittee on ... - Página 280por United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance - 1984Visualização integral - Acerca deste livro
 | Wisconsin - 1969 - 1682 páginas
...this section means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a person, whether...through the ownership of voting securities, by contract other than a commercial contract for goods or nonmanagement services, or otherwise, unless the power... | |
 | United States. Congress. House. Committee on the Judiciary. Subcommittee No. 5 - 1970 - 544 páginas
...or indirectly, by another person. By "control" is meant the power to direct, or cause the direction of, the management and policies of a person whether...ownership of voting securities, by contract or otherwise. Any person who owns, of record or beneficially, cither directly or indirectly, more than 10 percent... | |
 | United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1971 - 800 páginas
...control with') means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a person, whether...ownership of voting securities, by contract or otherwise. Defendant's position as K director and -chairman of the board-, as company counsel, and as one who... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1971 - 852 páginas
...control with') means the possession, direct or indirect, of the l>ower to direct or cause the direction of the management and policies of a person, whether...ownership of voting securities, by contract or otherwise." Defendant's position as a director and "chairman of the board", as company counsel, and as one who... | |
 | United States. Securities and Exchange Commission - 1972 - 1376 páginas
...person. The term "control" or "controlling" is defined by Rule 17 CFR 240.12b-2 under the Exchange Act as "the possession, directly or indirectly, of the power...of voting securities, by contract, or otherwise." (Emphasis supplied.) The circumstances of this case were that Henry Vickers, upon being confronted... | |
 | United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1972 - 1512 páginas
...control with') means the possession, direct or indirect, of the l»ower to direct or cause the direction of the management and policies of a person, whether...ownership of voting securities, by contract or otherwise." Defendant's position as a director and "chairman of the board", as company counsel, and as one who... | |
 | United States. Congress. Senate. District of Columbia - 1972 - 166 páginas
...control with") means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a person, whether...through the ownership of voting securities, by contract other than a commercial contract for goods or non-management services, or otherwise, unless the power... | |
 | United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1973 - 620 páginas
...1933 to mean ". . . the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a person, whether...of voting securities, by contract, or otherwise." The experience of most member firms managing institutional funds on a discretionary basis has been... | |
 | United States. Congress. House. District of Columbia Committee - 1973 - 106 páginas
...control with") means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a person, whether...through the ownership of voting securities, by contract other than a commercial contract for goods or nonmanagement services, or otherwise, unless the power... | |
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