| United States - 2000 - 1216 páginas
...formation (a) Definitions When used in this subchapter, unless the context otherwise requires— (1) The term "security" means any note, stock, treasury...undivided interest in oil, gas, or other mineral rights, any put, call, straddle, option, or privilege on any security, certificate of deposit, or group or... | |
| United States - 1953 - 1692 páginas
...registered under section 78f of this title. (16) "Person" means a natural person or a company. (17) said laws and based in whole or in part on any matter...(Oct. 15, 1914, ch. 323, § 5, 38 Stat. 731.) CODIF precrganization certificate or subscription, transferable share, investment contract, voting-trust... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 348 páginas
...defines "security." It reads in part : "The term 'security' means any note, stock, treasury stock, bonds, debenture, evidence of indebtedness, certificate of...or participation in any profit-sharing agreement, * * * investment contracts," and so forth, and the only thing in there, I take it, which would lend... | |
| United States. Supreme Court - 1944 - 922 páginas
...conformity with its dominating general pur0 Section 2 (1) of the Act, 15 USC § 77b (1), provides: "The term 'security' means any note, stock, treasury...profit-sharing agreement, collateral-trust certificate, preoiganization certificate or subscription, transferable share, investment contract, voting-trust... | |
| United States - 1944 - 296 páginas
...payments made on such certificate are invested, as well as the sales load on the certificate itself. (35) "Security" means any note, stock, treasury stock,...or participation in any profit-sharing agreement, collateral -trust certificate, preorganization certificate or subscription, transferable share, investment... | |
| 2003 - 638 páginas
...controlling, or holding 50 percent or more of the stock or other voting interest. (4) Security or securities means any note, stock, treasury stock, bond, debenture,...subscription, transferable share, investment contract, votingtreat certificate, certificate of deposit for a security, fractional undivided interest in oil,... | |
| 1998 - 528 páginas
...manner as a savings association. §561.44 Security. The term security means any nonwithdrawable account, note, stock, treasury stock, bond, debenture, evidence...share, investment contract, voting-trust certificate, or, in general, any interest or instrument commonly known as a security, or any certificate of interest... | |
| 2000 - 656 páginas
...controlling, or holding 50 percent or more of the stock or other voting interest. (4) Security or securities means any note, stock, treasury stock, bond, debenture,...profit-sharing agreement, collateral-trust certificate, pre-organizatlon certificate or subscription, transferable share, investment contract, votingtrust... | |
| 1996 - 600 páginas
...controlling1, or holding 50 percent or more of the stock or other voting interest. (4) Security or securities means any note, stock, treasury stock, bond, debenture,...in any profit-sharing agreement, collateral-trust certifícate, pre-organization certificate or subscription, transferable share, investment contract,... | |
| 2007 - 508 páginas
...means the Securities Act of 1933 (15 USC 77a-77aa). (13) Security means any nonwithdrawable account, note, stock, treasury stock, bond, debenture, evidence...agreement, collateral-trust certificate, preorganization or subscription, transferable share, investment contract, voting trust certificate or, in general,... | |
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