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" SEC. 326. Except as otherwise expressly provided, nothing in this title shall affect (1) the jurisdiction of the Commission under the Securities Act of 1933, or the Securities Exchange Act of 1934, or... "
Investment Trusts and Investment Companies, Hearings Before a Subcommittee ... - Página 174
por United States. Congress. Senate. Committee on Banking and Currency - 1940
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RICO Reform: Hearings Before the Subcommittee on Criminal Justice ..., Parte 1

United States. Congress. House. Committee on the Judiciary. Subcommittee on Criminal Justice - 1987 - 918 páginas
...damages under civil RICO rather than, or in addition to, pursuing a claim for compensatory damages under the Securities Act of 1933 or the Securities Exchange Act of 1934, or under state law. Second, the availability of section 1964 (c) as a general federal fraud remedy...
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Alaska Native Claims Settlement Act Amendments of 1987: Hearing Before the ...

United States. Congress. Senate. Committee on Energy and Natural Resources. Subcommittee on Public Lands, National Parks, and Forests - 1987 - 520 páginas
...important to provide that the exemption shall not be construed as preventing voluntary registration under the Securities Act of 1933 or the Securities Exchange Act of 1934, and that voluntary registration will subject a Corporation to the provisions normally applicable as...
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Alaska Native Claims Settlement Act Amendments of 1987: Hearing ..., Volume 4

United States. Congress. Senate. Committee on Energy and Natural Resources. Subcommittee on Public Lands, National Parks, and Forests - 1987 - 524 páginas
...important to provide that the exemption shall not be construed as preventing voluntary registration under the Securities Act of 1933 or the Securities Exchange Act of 1934, and that voluntary registration will subject a Corporation to the provisions normally applicable as...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4

United States - 1988 - 560 páginas
...Except as otherwise expressly provided, nothing in this title shall affect (1) the jurisdiction of the Commission under the Securities Act of 1933, or the Securities Exchange Act of 1934, or the Public Utility Holding Company Act of 1935, over any person, security, or contract, or (2) the...
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Small Business Informational Package

1988 - 328 páginas
...in financial statements included in documents prepared pursuant to rules adopted pursuant to either the Securities Act of 1933 or the Securities Exchange Act of 1934 and filed with or furnished to the Commission after April 14, 1983, unless they had disclosed the practice...
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Farm Credit Act: Hearing Before the Subcommittee on Telecommunications and ...

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance - 1988 - 220 páginas
...be amended to state that farm loan securities shall not constitute exempt securities for purposes of the Securities Act of 1933 or the Securities Exchange Act of 1934. This would ensure the application of the disclosure requirements incident to both the registration...
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Arbitration Reform: Hearings Before the Subcommittee on ..., Volume 4

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance - 1989 - 638 páginas
...arbitration clause may not be used to deprive a litigant of access to the federal courts for a claim under the Securities Act of 1933 or the Securities Exchange Act of 1934. Mr. TAUZIN [presiding]. Thank you. I want to apologize for the musical chairs today but there is a...
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International Corporate Finance Package

United States. Securities and Exchange Commission. Division of Corporation Finance - 1989 - 244 páginas
...in financial statements included in documents prepared pursuant to rules adopted pursuant to either the Securities Act of 1933 or the Securities Exchange Act of 1934 and filed with or furnished to the Commission after April 14, 1983, unless they had disclosed the practice...
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Issues Related to the Jurisdiction of the Commodity Futures Trading ...

United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry - 1990 - 210 páginas
...existing securities laws, and, if the question is would we try to apply every single interpretation of the Securities Act of 1933 or the Securities Exchange Act of 1934 in crafting rules under the Commodity Exchange Act, assuming that is what Congress asked us to administer,...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4

United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 656 páginas
...Except as otherwise expressly provided, nothing in this title shall affect (1) the jurisdiction of the Commission under the Securities Act of 1933, or the Securities Exchange Act of 1934, or the Public Utility Holding Company Act of 1935, over any person, security, or contract, or (2) the...
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