Campos ocultos
Livros Livros
" SEC. 326. Except as otherwise expressly provided, nothing in this title shall affect (1) the jurisdiction of the Commission under the Securities Act of 1933, or the Securities Exchange Act of 1934, or... "
Investment Trusts and Investment Companies, Hearings Before a Subcommittee ... - Página 174
por United States. Congress. Senate. Committee on Banking and Currency - 1940
Visualização integral - Acerca deste livro

Role of Giant Corporations: Hearings, Ninety-first Congress, First Session ...

United States. Congress. Senate. Select Committee on Small Business. Subcommittee on Monopoly - 1969 - 1736 páginas
...any person for wh equivalent information for the period has been filed with the Commission pursu to the Securities Act of 1933 or the Securities Exchange Act of 1934. 15. Revaluation of Property. (a) If there were any material increases or decreases in investments,...
Visualização integral - Acerca deste livro

Investigation of Conglomerate Corporations: Hearings Before Antitrust ...

United States. Congress. House. Committee on the Judiciary. Subcommittee No. 5 - 1970 - 1220 páginas
...In cases where financial statements filed with this Commission pursuant to its rules and regulations under the Securities Act of 1933 or the Securities Exchange Act of 1934 are prepared in accordance with accounting principles for which there is no substantial authoritative...
Visualização integral - Acerca deste livro

Penn Central Transportation Company: Adequacy of Investor Protection ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Special Subcommittee on Investigations - 1971 - 258 páginas
...person for whom equivalent information for the period has been filed with the Commission pursuant to the Securities Act of 1933 or the Securities Exchange Act of 1934. 10. Revaluation of Assets. (a) If there were any material increases or decreases in investments, in...
Visualização integral - Acerca deste livro

Status and Performance of the United States Postal Service: Hearings Before ...

United States. Congress. House. Committee on Post Office and Civil Service. Subcommittee on Postal Service - 1972 - 756 páginas
...Federal regulation, counsel had to determine whether the bonds were subject to the requirements of the Securities Act of 1933 or the Securities Exchange Act of 1934. The central document that had to be prepared was the prospectus describing the offering. Because of...
Visualização integral - Acerca deste livro

Investment Advisers Act of 1940, as in Effect July 1, 1974

United States. Securities and Exchange Commission - 1974 - 36 páginas
...has aided, abetted, counseled, commanded, induced, or procured the violation by any other person of the Securities Act of 1933, or the Securities Exchange Act of 1934, or of title I of this Act, or of this title, or of any rule or regulations under any of such statutes...
Visualização integral - Acerca deste livro

Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1981 - 548 páginas
...Except as otherwise expressly providedj nothing in this title shall affect (1) the jurisdiction of the Commission under the Securities Act of 1933, or the Securities Exchange Act of 1934, or the Public Utility Holding Company Act of 1935, over any person, security, or contract, or (2) the...
Visualização integral - Acerca deste livro

The Code of Federal Regulations of the United States of America

1949 - 432 páginas
...registration, prospectus or offering sheet with the Securities and Exchange Commission pursuant to the Securities Act of 1933 or the Securities Exchange Act of 1934 or said Commission's rules and regulations under said acts; if so, under what provision of said acts...
Visualização integral - Acerca deste livro

Trust Indenture Act of 1939 as in Effect June 4, 1975

United States - 1977 - 40 páginas
...Except as otherwise expressly provided, nothing in this title shall affect (1) the jurisdiction of the Commission under the Securities Act of 1933, or the Securities Exchange Act of 1934, or the Public Utility Holding Company Act of 1935, over any person, security, or contract, or (2) the...
Visualização integral - Acerca deste livro

ERISA Improvements Act of 1978: Joint Hearings Before the Subcommittee on ...

United States. Congress. Senate. Committee on Human Resources. Subcommittee on Labor - 1978 - 1626 páginas
..."In cases where financial statements filed with this Commission pursuant to its rules snd regulations under the Securities Act of 1933 or the Securities Exchange Act of 1934 are prepared in accordance with accounting principled for which there is no substantial authoritative...
Visualização integral - Acerca deste livro

Securities and Exchange Commission Report to Congress on the Accounting ...

United States. Securities and Exchange Commission - 1978 - 1210 páginas
...In cases where financial statements filed with this Commission pursuant to its rules and regulations under the Securities Act of 1933 or the Securities Exchange Act of 1934 are prepared in accordance with accounting principles for which there is no substantial authoritative...
Visualização integral - Acerca deste livro




  1. A minha biblioteca
  2. Ajuda
  3. Pesquisa de livros avançada
  4. Transferir ePub
  5. Transferir PDF