| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1968 - 1288 páginas
...willfully made or caused to be made in any application for registration or report filed with the Commission under this title, or in any proceeding before the...or misleading with respect to any material fact, or who has omitted to state in any such application or report any material fact which is required to be... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1969 - 514 páginas
...this title, or in any preceding before 6 the Commission with respect to registration, any state7 ment which was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who has omitted to state in any such application or report any material fact which is required to be... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1969 - 142 páginas
...made in any registration statement, application or report filed with the Commission under this title any statement which was at the time and in the light...circumstances under which it was made false or misleading with restpect to any material fact, or has omitted to state in any such registration statement, application,... | |
| United States - 1976 - 476 páginas
...caused to be made in any application for registration or report required to be filed with the Commission under this title, or in any proceeding before the...material fact which is required to be stated therein. "(2) has been convicted within ten years preceding the filing of any application for registration or... | |
| United States. Securities and Exchange Commission - 1974 - 36 páginas
...Public Law 91-547, lec. 24 (c), 84 Stat. 1481. Sec. 20S(e)(l) SECURITIES AND EXCHANGE COMMISSION merit which was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who has omitted to state in any such application or report any material fact which is required to be... | |
| |