 | United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 656 páginas
...call, straddle, option, or privilege on any security (including a certificate of deposit) or on any group or index of securities (including any interest...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. province thereof, under which income, gains and losses, whether or... | |
 | United States - 1987 - 556 páginas
...privilege entered into on a national securities exchange relating to foreign currency, or in general, any instrument commonly known as a "security"; or any...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase, any of the foregoing; but shall not include currency... | |
 | Dennis J. Block, Michael A. Epstein - 1999 - 2315 páginas
...voting-trust certificate, certificate of deposit for a security, fractional undivided interest in oil, gas or mineral rights, any put, call, straddle, option, or...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. The Supreme Court has ruled that the definitions of "security" under... | |
 | Ismail Dalla - 1995 - 172 páginas
...any put, call, straddle, option, or privilege entered into on a national securities exchange related to foreign currency, or, in general, any interest...receipt for. guarantee of, or warrant or right to purchase, any of the foregoing. " 4 Securities Markets in Japan, Chapter XIV, Securities Administration.... | |
 | United States - 1997 - 776 páginas
...call, straddle, option, or privilege on any security (including a certificate of deposit) or on any group or index of securities (including any interest...temporary or interim certificate for, receipt for, guaranty of, or warrant or right to subscribe to or purchase any of the foregoing. (19) "State* means... | |
 | Robert J. Schwartz, Clifford W. Smith - 1997 - 766 páginas
...to foreign currency, or, in general, any interest or instrument commonly known as a 'security,' or a certificate of interest or participation in. temporary...guarantee of. or warrant or right to subscribe to or purchase, any of the foregoing ." The court noted the Supreme Court's guidance to the effect that the... | |
 | Michael Himick, Sylvie Bouriaux - 1998 - 222 páginas
...interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." and Securitization Commissioners (NAIC)^ Investments of Insurers Model... | |
 | Claus Luttermann - 1998 - 640 páginas
...profit sharing agreement, collateral-trust certificate, preorganization certificate or subsctiption, transferable share, investment contract, voting-trust...receipt for, guarantee of, or warrant or right to subsctibe to or purchase, any of the foregoing." In der ohnehin weiten Definition fällt zunächst... | |
 | John H. Mathias, David M. Kroeger, Matthew M. Neumeier, Jerry J. Burgdoerfer - 2000 - 716 páginas
...an oil, gas or mining title or lease or in payments out of production under any such title or lease, or in general, any interest or instrument commonly...certificate of interest or participation in, temporary interim certificate for, receipt for guarantee of, or warrant or right to subscribe to or purchase,... | |
 | 2001 - 606 páginas
...straddle, option, or privilege entered into a national securities exchange relating to foreign currency; any interest or instrument commonly known as a "security";...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. Significant or Substantial foreign agreement (also referred to in this... | |
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... security", or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. 
