... (2) Any issuer which the Commission, upon application by such issuer, finds and by order declares to be primarily engaged in a business or businesses other than that of investing, reinvesting, owning, holding, or trading in securities either directly... Investment Advisers Act of 1940, as in Effect July 1, 1974 - Página 19por United States. Securities and Exchange Commission - 1974 - 21 páginasVisualização integral - Acerca deste livro
| United States - 1981 - 548 páginas
...businesses other than that of investing, reinvesting, owning, holding, or trading in securities. (2) Any issuer which the Commission, upon application by such...businesses other than that of investing, reinvesting, owningj holding, or trading in securities either directly or (A) through majority-owned subsidiaries... | |
| United States. Securities and Exchange Commission - 1946 - 990 páginas
...represented itself as an investment company.24 In view of all the facts, we conclude that applicant is primarily engaged in a business or businesses other than that of investing, rein"Tbis percentage would become 43 percent by using a valuation of $800,000 Instead of »116,110... | |
| United States, United States. Congress. House. Committee on Energy and Commerce - 1985 - 510 páginas
...title: (1) Any issuer primarily engaged, directly or through a wholly-owned subsidiary or subsidiaries, in a business or businesses other than that of investing,...reinvesting, owning, holding, or trading in securities. (2) Any issuer which the Commission, upon application by such issuer, finds and by order declares to... | |
| United States - 1985 - 484 páginas
...title: (1) Any issuer primarily engaged, directly or through a wholly-owned subsidiary or subsidiaries, in a business or businesses other than that of investing,...reinvesting, owning, holding, or trading in securities. (2) Any issuer which the Commission, upon application by such issuer, finds and by order declares to... | |
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