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" No provision of this title imposing any liability shall apply to any act done or omitted in good faith in conformity with any rule, regulation, or order of the Commission, notwithstanding that such rule, regulation, or order may, after such act or omission,... "
Compilation of Securities Laws Within the Jurisdiction of the Committee on ... - Página 204
por United States - 1987
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Hearings, Reports and Prints of the Senate Committee on Banking, Housing and ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1977 - 1372 páginas
...[ ( f ) ] as: (h) No provision of this section^ section 108, £-»*•] section 112, or section 125 imposing any liability shall apply to any act done...faith in conformity with any rule, regulation, or interpretation thereof by the Board or in conformity with any Interpretation or approval by an official...
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Report of the Advisory Committee on Corporate Disclosure to the ..., Volume 1

United States. Advisory Committee on Corporate Disclosure - 1977 - 894 páginas
...conformity with any rule or regulation of the Commission, notwithstanding that such rule or regulation may, after such act or omission, be amended, or rescinded...determined by judicial or other authority to be invalid tor any reason. A comparable provision is in Section 23(a) of the Exchange Act. 36/ Duff t Phelps,...
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ERISA Improvements Act of 1978: Joint Hearings Before the Subcommittee on ...

United States. Congress. Senate. Committee on Human Resources. Subcommittee on Labor - 1978 - 1626 páginas
...conformity with any rule or regulation of the Commission, notwithstanding that such rule or regulation may. after such act or omission be amended or rescinded...judicial or other authority to be invalid for any reason. [A-, amended by Act of June 6. 1934, 48 S tat. 908; amended by Act of February S. 1976. Pub. Law 94-210.)...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States, United States. Congress. House. Committee on Interstate and Foreign Commerce - 1978 - 540 páginas
...jurisdictions, and prescribe greater, lesser, or different requirements for different classes thereof. No provision of this title imposing any liability...act done or omitted in good faith in conformity with a rule, regulation, or order of the Commission, the Board of Governors of the Federal Reserve System,...
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Compilation of Energy-related Legislation, Volumes 1-4

United States - 1979 - 1230 páginas
...such rules and regulations or order as it deems necessary or appropriate in the public interest or for the protection of investors or consumers, may...invalid for any reason. EFFECT ON EXISTING LAW SEC. 21. Nothing in this title shall affect (1) the jurisdiction of the Commission under the Securities Act...
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A Legislative History of the Federal Food, Drug, and Cosmetic Act ..., Volume 4

1979 - 1140 páginas
...good faith In conformity with any rule or regulation, notwithstanding that such rule or regulation may, after such act or omission, be amended or rescinded...Judicial or other authority to be invalid for any reason. "EXAMINATION OF SPECIMENS " Six). 14. The examinations of specimens of foods, drugs, and cosmetics...
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Compilation of Selected Energy-related Legislation: Electric and nuclear energy

United States - 1981 - 530 páginas
...such rules and regulations or order as it deems necessary or appropriate in the public interest or for the protection of investors or consumers, may...invalid for any reason. EFFECT ON EXISTING LAW SEC. 21. Nothing in this title shall affect (1) the jurisdiction of the Commission under the Securities Act...
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Securities Regulation: Liabilities and Remedies

Marc I. Steinberg - 1984 - 1220 páginas
...faith and exculpability in relying on Section 23(a). Section 23(a) provides in pertinent part that: "No provision of this title imposing any liability...act done or omitted in good faith in conformity with a rule, regulation, or order of the Commission . . . notwithstanding that such rule, regulation, or...
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Basic Laws on Housing and Community Development: Revised Through November 8 ...

United States - 1984 - 880 páginas
...necessary to achieve the purposes of this Act. (b) No provision of this Act or the laws of any State imposing any liability shall apply to any act done...faith in conformity with any rule, regulation, or interpretation thereof by the Secretary or the Attorney General, notwithstanding that after such act...
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The Expedited Funds Availability Act: Hearing Before the Subcommittee on ...

United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Financial Institutions Supervision, Regulation and Insurance - 1984 - 432 páginas
...jurisdiction, within one year from the date of the occurrence of the violation. No provision of this section imposing any liability shall apply to any act done...faith in conformity with any rule, regulation, or interpretation thereof by the Federal Reserve Board or in conformity with any interpretation or approval...
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