 | United States - 1988 - 552 páginas
...for qualification is effective, it shall be unlawful for any person, directly or indirectly — (1) to make use of any means or instruments of transportation...communication in interstate commerce or of the mails to carry or transmit any prospectus relating to any such security, unless such prospectus, to the extent... | |
 | United States - 1999 - 740 páginas
...the information specified in subsection (c) of section 305. (c) It shall be unlawful for any person, directly or indirectly, to make use of any means or...communication in interstate commerce or of the mails to offer to sell through the use or medium of any prospectus or otherwise any security which is not... | |
 | United States - 1997 - 776 páginas
...the information specified in subsection (c) of section 305. (c) It shall be unlawful for any person, directly or indirectly, to make use of any means or...communication in interstate commerce or of the mails to offer to sell through the use or medium of any prospectus or otherwise any security which is not... | |
 | Patrick D. Dolan, C. VanLeer Davis - 2000 - 1220 páginas
...of this title. (c) Necessity of filing registration statement. It shall be unlawful for any person, directly or indirectly, to make use of any means or...communication in interstate commerce or of the mails to offer to sell or offer to buy through the use or medium of any prospectus or otherwise any security,... | |
 | Jonathan M. Hoff, Lawrence A. Larose, Frank J. Scaturro - 2002 - 706 páginas
...whether the offering is completed. During the prefiling stage "[i]t shall be unlawful for any person, directly or indirectly, to make use of any means or...communication in interstate commerce or of the mails to offer to sell or offer to buy through the use or medium of any prospectus or otherwise any security,... | |
 | Mark J. P. Anson - 2003 - 512 páginas
...as possible, and the courts have implemented this intent. Additionally, in Section 5(a), the phrase "to make use of any means or instruments of transportation...communication in interstate commerce or of the mails" is just as applicable today to the internet and Federal Express as it was to the telegraph and the... | |
 | Philip R. Wood - 2007 - 493 páginas
...1939 (as amended by the Trust Indenture Reform Act of 1990) states that it is unlawful for any person, directly or indirectly, to make use of any means or...communication in interstate commerce or of the mails to offer or sell bonds unless they are covered by a trust indenture which is registered and qualified... | |
 | Harding de C. Williams - 2006 - 382 páginas
...security, it shall be unlawful for any person, directly or indirectly: 3. 15 USC 77c(a)(2) & (a)(5). (1 ) to make use of any means or instruments of transportation...communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus or otherwise; or (2) to carry or... | |
 | United States - 1973 - 402 páginas
...the information specified in subsection (c) of section 305. "(c) It shall be unlawful for any person, directly or indirectly, to make use of any means or...communication in interstate commerce or of the mails to offer to sell through the use or medium of any prospectus or otherwise any security which is not... | |
 | United States. Congress. House. Committee on Banking, Currency, and Housing - 1980 - 1312 páginas
...Act is amended to read as follows: 15 use 1703. 0-80-3 93 STAT. 1128 PUBLIC LAW 96-153-DEC. 21, 1979 "REQUIREMENTS RELATING TO THE SALE OR LEASE OF LOTS...1404. (a) It shall be unlawful for any developer or age directly or indirectly, to make use of any means or instruments transportation or communication... | |
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It shall be unlawful for any person, directly or indirectly, to make use of any means or instruments of transportation or communication in interstate commerce or of the mails... 
