| United States. Congress. Senate. Agriculture and Forestry Committee - 1974 - 164 páginas
...person who, for compensation or profit, engages in the business of advising others, either directly or through publications or writings, as to the value...advisability of trading in any commodity for future delioery on or subject to the rules of any contract market, or who for compensation or profit, and... | |
| United States. Congress. Senate. Committee on Agriculture and Forestry - 1974 - 904 páginas
...mean "any person who, for compensation or profit, engages in the business of advising others * * * as to the value of commodities or as to the advisability of trading in any commodity for future, delivery * * *." The definition is followed by a list of specific exclusions, including banks or trust companies,... | |
| United States. Congress. House. Committee on Appropriations - 1976 - 1432 páginas
...capital contributions, the sale of stock or other forms of securities, or otherwise, for the purpose of trading in any commodity for future delivery on or subject to the rules of any contract market, but does not include such persons not within the intent of this definition as the Commission may specify... | |
| United States. Congress. Senate. Committee on the Judiciary - 1976 - 822 páginas
...partnerships, corporations, and trusts engaged in soliciting or accepting orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any contract market and that, in or in connection with such solicitation or acceptance of orders, accepts any money, securities,... | |
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