| Dennis J. Block, Michael A. Epstein - 1999 - 2315 páginas
...liabilities). 356 Note that § 2(1) of the 1933 Act defines "security "extremely broadly to include: any note, stock, treasury stock, bond, debenture,...security, fractional undivided interest in oil, gas or mineral rights, any put, call, straddle, option, or privilege on any security, certificate of deposit,... | |
| 1995 - 578 páginas
...controlling, or holding 50 percent or more of the stock or other voting interest. (4) Security or securities means any note, stock, treasury stock, bond, debenture,...in any profit-sharing agreement, collateral-trust certifícate, pre-organization certificate or subscription, transferable share, investment contract,... | |
| Ismail Dalla - 1995 - 172 páginas
...United States, for example, under Section 2(1) of the Securities Act of 1933 a security is defined as "any note, stock, treasury stock, bond, debenture,...or participation in any profit-sharing agreement, collateral trust certificate, preorganization certificate or subscription, transferable share, investment... | |
| 1997 - 608 páginas
...controlling, or holding 50 percent or more of the stock or other voting interest. (4) Security or securities means any note, stock, treasury stock, bond, debenture,...fractional undivided interest in oil, gas, or other mineral right*, or, in general, any interest or instrument commonly known as a "security" or any certificate... | |
| Gregory C. Smith - 2023 - 670 páginas
...the definition of a "security." Section 401(1) of the Uniform Securities Act defines a "security" as "any note; stock; treasury stock; bond; debenture;...certificate; certificate of deposit for a security; certificate of interest or participation in an oil, gas, or mining title or lease or in payments out... | |
| United States - 1997 - 776 páginas
...such certificate are invested, as well as the sales load on the certificate itself. (36) "Security" means any note, stock, treasury stock, bond, debenture,...collateraltrust certificate, preorganization certificate or subsciption, transferable share, investment contract, voting-trust certificate, certificate of deposit... | |
| Robert J. Schwartz, Clifford W. Smith - 1997 - 766 páginas
...in the Securities Act, 15 USC Section 7^(1). which includes, unless the context otherwise requires, 'any note, stock, treasury stock, bond, debenture,...or participation in any profit-sharing agreement, collateral trust certificate, preorganization certificate or subscription, transferable share, investment... | |
| Michael Himick, Sylvie Bouriaux - 1998 - 222 páginas
...include instruments of a more variable character Specifically, Section 2( 1 ) defines a "security" as "any note, stock, treasury stock, bond, debenture,...undivided interest in oil, gas, or other mineral rights, any put, call, straddle, option, or privilege on any security certificate of deposit, or group or index... | |
| Claus Luttermann - 1998 - 640 páginas
...Definitionen. Beispielhaft normiert Section 2(1) Securities Act gegenwärtig als „security": „(...) any note, stock, treasury stock, bond, debenture,...indebtedness, certificate of interest or participation in any profit sharing agreement, collateral-trust certificate, preorganization certificate or subsctiption,... | |
| Patrick D. Dolan, C. VanLeer Davis - 2000 - 1220 páginas
...otherwise requires — (1) The term "security" means any note, stock, treasury stock, security future, bond, debenture, evidence of indebtedness, certificate...undivided interest in oil, gas, or other mineral rights, any put, call, straddle, option, or privilege on any security, certificate of deposit, or group or... | |
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