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" ... such rules and regulations or orders regarding the consideration to be received for such sale, maintenance of competitive conditions, fees and commissions, accounts, disclosure of interest, and similar matters as the Commission deems necessary or... "
Public Utility Holding Company Act of 1935: As Amended June 4, 1975 - Página 18
por United States, United States. Securities and Exchange Commission - 1977 - 29 páginas
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States, United States. Congress. House. Committee on Energy and Commerce - 1985 - 510 páginas
...interest, and similar matters as the Commission deems necessary or appropriate in the public interest or for the protection of investors or consumers or to...circumvention of the provisions of this title or the rules, regulations, or orders thereunder. (e) It shall be unlawful for any person to solicit or to permit...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1987 - 560 páginas
...interest, duration of contracts, and similar matters, as the Commission deems necessary or appropriate to prevent the circumvention of the provisions of this title or the rules, regulations, or orders thereunder. (f) It shall be unlawful for any person whose principal business...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4

United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 660 páginas
...contracts, and similar matters as the Commission deems necessary or appropriate in the public interest or for the protection of investors or consumers or to...this title or the rules and regulations thereunder. 237 PUHCA of 1935 Sec. 12 (g) It shall be unlawful for any affiliate of any public-utility company,...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1988 - 552 páginas
...and regulations or orders as the Commission deems necessary or appropriate in the public interest or for the protection of investors or consumers or to...circumvention of the provisions of this title or the rules, regulations, or orders thereunder. (f) It shall be unlawful for any registered holding company or subsidiary...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1987 - 556 páginas
...and regulations or orders as the Commission deems necessary or appropriate in the public interest or for the protection of investors or consumers or to...circumvention of the provisions of this title or the rules, regulations, or orders thereunder. (f) It shall be unlawful for any registered holding company or subsidiary...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1989 - 584 páginas
...interest, duration of contracts, and similar matters, as the Commission deems necessary or appropriate to prevent the circumvention of the provisions of this title or the rules, regulations, or orders thereunder. (f) It shall be unlawful for any person whose principal business...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4

United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 656 páginas
...interest, duration of contracts, and similar matters, as the Commission deems necessary or appropriate to prevent the circumvention of the provisions of this title or the rules, regulations, or orders thereunder. (f) It shall be unlawful for any person whose principal business...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4

United States - 1999 - 740 páginas
...any provision of this section or any rule, regulation, or order thereunder. (e) It shall be unlawful for any affiliate of any public-utility company engaged...commerce, or of any registered holding company or subsidiary company thereof, by use of the mails or any means or instrumentality of interstate commerce,...
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Decisions and Reports, Volume 17

United States. Securities and Exchange Commission - 1950 - 904 páginas
...of publicutility companies, to prevent the payment of dividends out of capital or unearned surplus, or to prevent the circumvention of the provisions of this title or the rules, regulations, or orders thereunder. * Rule U-46 provides as follows : (a) Dividend! — No registered...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4

United States - 1997 - 776 páginas
...contracts, and similar matters as the Commission deems necessary or appropriate in the public interest or for the protection of investors or consumers or to...circumvention of the provisions of this title or the rules, regulations, or orders thereunder. (g) The Commission, in order to obtain information to serve as a...
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