 | United States - 1989 - 584 páginas
...a national securities exchange, for the purpose of inducing the purchase or sale of such security, any statement which was at the time and in the light...was made, false or misleading with respect to any material fact, and which he knew or had reasonable ground to believe was so false or misleading. by... | |
 | United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 656 páginas
...associated with such broker or dealer, whether prior or subsequent to becoming so associated — (A) has willfully made or caused to be made in any application...or report required to be filed with the Commission or with any other appropriate regulatory agency under this title, or in any proceeding before the Commission... | |
 | United States - 1999 - 740 páginas
...pursuant to any provisions of this title, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein or necessary to make the statements... | |
 | United States - 1997 - 776 páginas
...aided, abetted, counseled, commanded, induced, or procured such a violation by any other person; (3) has willfully made or caused to be made in any application...or report required to be filed with the Commission or with any other appropriate regulatory agency under this title, or in any proceeding before the Commission... | |
 | Philippines - 2001 - 286 páginas
...report, or document filed pursuant to this Code or any rule or regulation thereunder, which statement was at the time and in the light of the circumstances...it was made false or misleading with respect to any material fact, shall be liable to any person who, not knowing that such statement was false or misleading,... | |
 | Jens Wüstemann - 2002 - 244 páginas
...cause to be made any statement in any application, report, or document filed [...] which statement was at the time and in the light of the circumstances...it was made false or misleading with respect to any material fact«.34 bbb) (Administrativ geprägte) Informationssätze nach den rules und regulations... | |
 | United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 2003 - 718 páginas
...made any statement in any report or document required to be filed under section 201(d) which statement was at the time, and in the light of the circumstances...was made, false or misleading with respect to any material fact, shall be liable to any person (not knowing that such statement was false or misleading)... | |
 | United States. Congress. House Interstate and Foreign Commerce - 1968 - 894 páginas
...such — "(1) has willfully made or canned to be made in any application for registration or report filed with the Commission under this title, or in...or misleading with respect to any material fact, or who has omitted to state In any such application or report any material fact which Is required to be... | |
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... or any rule or regulation thereunder or any undertaking contained in a registration statement as provided in subsection (d) of Section 15 of this title, which statement was at the time and in the light of the circumstances under which it was made... 
