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" Act ox 1940, is directly or indirectly the beneficial owner of more than 10 per centum of such class shall, within ten days after such acquisition, send to the issuer of the security at its principal executive office, by registered or certified mail,... "
Takeover Tactics and Public Policy: Hearings Before the Subcommittee on ... - Página 471
por United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance - 1984
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Code of Federal Regulations: 1985-1999

1985 - 712 páginas
...is directly or indirectly the beneficial owner of more than 5 percent of such class shall, within 10 days after such acquisition, send to the issuer of...principal executive office, by registered or certified mall, and to each exchange where the security Is traded, and file with the Commission, a statement...
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Business Accounting and Foreign Trade Simplification Act: Joint ..., Volume 4

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on International Finance and Monetary Policy - 1986 - 292 páginas
...is directly or indirectly the beneficial owner of more than 5 per centum of such class shall, within ten days after such acquisition, send to the issuer...executive office, by registered or certified mail, Bend to each exchange where the security is traded, and file with the Commission, a statement containing...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1986 - 1056 páginas
...acquisition, send to the bank at its principal executive office, by registered or certified mail, and to each exchange where the security is traded, and file with the Board, a statement containing the information required by Form F-ll. Eight copies of the statement,...
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Foreign Investment in the U.S.: Hearing Before the Committee on ..., Volume 4

United States. Congress. Senate. Committee on Commerce, Science, and Transportation - 1989 - 280 páginas
...directly or indirectly the beneficial owner of more than 5 percent of such class shall. 245 within 10 days after such acquisition, send to the issuer of...executive office, by registered or certified mail, and to each exchange where the security is traded, and file with the Commission, a statement containing...
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Foreign Investment in the U.S.: Hearing Before the Committee on ..., Volume 4

United States. Congress. Senate. Committee on Commerce, Science, and Transportation - 1989 - 282 páginas
...the issuer of the security at its principal executive office, by registered or certified mail, and to each exchange where the security is traded, and file with the Commission, a statement containing the information required by Schedule 13D. Six copies of the statement, including all exhibits, shall...
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The Code of Federal Regulations of the United States of America

1976 - 854 páginas
...directly or indirectly the beneficial owner of more than 5 peu centum of such class shall, within 10 days after such acquisition, send to the Issuer of...principal executive office, by registered or certified mall, send to each exchange where the security Is traded, and file with the Commission, a statement...
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Short-selling Activity in the Stock Market: The Effects on Small ..., Volume 4

United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee - 1991 - 1358 páginas
...number of which exceeds five percent of such class, shall, within ten days of crossing the threshold, send to the issuer of the security at its principal...executive office by registered or certified mail, and to each market (NASDAQ or the exchanges) where the security is traded, and file with the Commission,...
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Short-selling Activity in the Stock Market: The Effects on Small ..., Volume 4

United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee - 1991 - 880 páginas
...principal executive office by registered or certified mail, and to each market (NASDAQ or the exchanges) where the security is traded, and file with the Commission, a statement containing the information required on a designated Schedule. To anyone familiar with the securities industry,...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1989 - 584 páginas
...is directly or indirectly the beneficial owner of more than 5 per centum of such class shall, within ten days after such acquisition, send to the issuer...statement containing such of the following information, and such additional information, as the Commission may by rules and regulations, prescribe as necessary...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4

United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 656 páginas
...is directly or indirectly the beneficial owner of more than 5 per centum of such class shall, within ten days after such acquisition, send to the issuer...statement containing such of the following information, and such additional information, as the Commission may by rules and regulations, prescribe as necessary...
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