 | United States. Congress. Senate. Banking and Currency Committee - 1970 - 336 páginas
...Commission may by such rules, regulations or orders as it deems necessary or appropriate in the public interest or for the protection of investors, either...unconditionally or upon specified terms and conditions or for specified periods, exempt from membership in the Corporation any registered brokers or dealers or members... | |
 | United States. Congress. House. Interstate and Foreign Commerce - 1970 - 456 páginas
...Commission may by such rules and regulations or orders as it deems necessary or appropriate in the public interest or for the protection of investors either...unconditionally or upon specified terms and conditions or for specified periods, exempt from paragraph (11) of this subsection any broker or dealer or class of brokers... | |
 | United States. Securities and Exchange Commission. Real Estate Advisory Committee - 1972 - 176 páginas
...application of Regulation T certain securities "as it deems necessary or appropriate in the public interest or for the protection of investors, either...unconditionally or upon specified terms and conditions." It is noted that HUD, as well as the New York State Urban Development Corporation, took positions with... | |
 | United States. Congress. Senate. Government Operations Committee - 1974 - 1316 páginas
...The Commission may, by such rules and regulations as it deems necessary or appropriate in the public interest or for the protection of investors, either...terms and conditions, or for stated periods, exempt such securities from the operation of any provision of section 78m, 78n, or 78p of this title. (g)(l)... | |
 | United States. Congress. Senate. Committee on Government Operations - 1974 - 970 páginas
...The Commission may, by such rules and regulations as it deems necessary or appropriate in the public interest or for the protection of investors, either...terms and conditions, or for stated periods, exempt such securities from the operation of any provision of section 78m, 78n, or 78p of this title. (g)(l)... | |
 | 1975 - 472 páginas
...the Commission may, by such rules and regulations as it deems necessary or appropriate in the public interest or for the protection of investors, either...the operation of any one or more provisions of this chapter which by their terms do not apply to an "exempted security" or to "exempted securities." *******... | |
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System shall, by such rules and regulations as it may deem necessary or appropriate in the public interest or for the protection of investors, exempt, either unconditionally or upon specified terms and conditions or for stated periods, from the operation... 
