...the futures industry, including: • Futures Commission Merchants — Firms or individuals engaged in soliciting or accepting orders for the purchase or sale of any commodity for future delivery on commodity exchanges. • Associated Persons — Generally speaking, persons working as account executives...

...CFTC. l. Futures commission merchants (FCMs) — Individuals, associations, corporations, and trusts soliciting or accepting orders for the purchase or sale of any commodity for future delivery. 2. Associated person — Any person associated with any FCM as a partner, officer, or employee in any...

...include individuals, associations, partnerships, corporations, and trusts engaged in soliciting or in accepting orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any contract market and that, in or in connection with auch solicitation...

...particular differences stated in recommendations (IHS) below " (1) Registration. — Persons who are engaged in soliciting or accepting orders for the purchase or sale of any option involving futures contracts on designated contract markets and accepting margin or premiums...

...differences stated in recommendations (1)-(8) below " (1) Registration.— Persons who are engaged in soliciting or accepting orders for the purchase or sale of any option involving futures contracts on designated contract markets and accepting margin or premiums...

...broker. A futures commission merchant is defined in the Oamtodity Exchange Act as any person •engaged in soliciting or accepting orders for the purchase or sale of any commodity for future delivery [on a contract market] ... and that, in or in connection with such solicitation or acceptance of orders,...

...person "to conduct any office or place of business * * * for the purpose of soliciting or accepting any orders for the purchase or sale of any commodity for future delivery, or for making or offering to make any Footnotes continued on next page Section 2(aX1),4 leads us to...

...person COMMODITY JOURNAL/VOL. 8 NO. 5 17 to engage u futures commission merchant in soliciting orders or accepting orders for the purchase or sale of any commodity for future delivery, or involving any contracts of sale of any commodity for future delivery, on or subject to the rules...

...business anywhere in the United States or its territories for the purposes of soliciting or accepting any orders for the purchase or sale of any commodity for future delivery, or for making or offering to make any contracts for the purchase or sale of 18 any commodity for future...

...each category. 2/ a. Futures Commission Merchants (FCMs) — Brokerage firms or individuals engaged in soliciting or accepting orders for the purchase or sale of any commodity for future delivery on commodity exchanges Transition 1976 Quarter 1977 1978 1979 Initial Registrations 53 15 90 76 69 Reregistrations...