 | 1989 - 700 páginas
...on other equity risk investments. (2) "Equity security" means any stock, certificate of interest of participation in any profit-sharing agreement, collateral-trust...subscription, transferable share, investment contract, or voting-trust certificate; or, in general, any interest or instrument commonly known as an equity... | |
 | 2000 - 428 páginas
...participation in any profit-sharing agreement or in any oil, gas, or other mineral royalty or lease, any collateral-trust certificate, preorganization certificate...share, investment contract, votingtrust certificate, for a security, any put, call, straddle, option, or privilege on any security, or group or index of... | |
 | 1999 - 348 páginas
...participation in any profit-sharing agreement or in any oil, gas, or other mineral royalty or lease, any collateral-trust certificate, preorganization certificate...share, investment contract, voting-trust certificate, and any put, call, straddle, option, or privilege on any security or group or index of securities (including... | |
 | 2002 - 608 páginas
...participation in any profit-sharing agreement or in any oil, gas, or other mineral royalty or lease, any collateral-trust certificate, preorganization certificate...share, investment contract, voting-trust certificate, and any put, call, straddle, option, or privilege on any security or group or index of securities (including... | |
 | 1993 - 100 páginas
...participation in any profit-sharing agreement or in any oil, gas, or other mineral royalty or lease, any collateral-trust certificate, preorganization certificate...certificate, certificate of deposit, for a security, any put, call, straddle, option, or privilege on any security, certificate of deposit, or group or... | |
 | United States. General Accounting Office - 1992 - 100 páginas
...participation in any profit-sharing agreement or in any oil, gas, or other mineral royalty or lease, any collateral-trust certificate, preorganization certificate...certificate, certificate of deposit, for a security, any put, call, straddle, option, or privilege on any security, certificate of deposit, or group or... | |
 | United States - 1988 - 552 páginas
...payments made on such certificate are invested, as well as the sales load on the certificate itself. (36) "Security" means any note, stock, treasury stock,...collateral-trust certificate, preorganization certificate or subsciption, transferable share, investment contract, voting-trust certificate, certificate of deposit... | |
 | United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 660 páginas
...1933". DEFINITIONS SEC. 2. [77b] When used in this title, unless the context otherwise requires — (1) The term "security" means any note, stock, treasury...profit-sharing agreement, collateral-trust certificate, preorgamzation certificate or subscription, transferable share, investment contract, voting-trust certificate,... | |
 | United States - 1987 - 556 páginas
...participation in any profit-sharing agreement or in any oil, gas, or other mineral royalty or lease, any collateral-trust certificate, preorganization certificate...certificate, certificate of deposit, for a security, any put, call, straddle, option, or privilege on any security, certificate of deposit, or group or... | |
 | United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 656 páginas
...customers of a member of SIPC are in need of the protection provided under this Act. (14) SECURITY. — The term "security" means any note, stock, treasury...stock, bond, debenture, evidence of indebtedness, any collateral trust certificate, preorganization certificate or subscription, transferable share,... | |
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security' means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust... 
