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" Nothing in this title shall be construed to prevent any exchange from adopting and enforcing any rule not inconsistent with this title and the rules and regulations thereunder and the applicable laws of the State in which it is located. "
Securities Industry Study, Report If the Subcommittee on Securities ...260 - Página 182
por United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1973
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Decisions and Reports, Volume 19

United States. Securities and Exchange Commission - 1951 - 862 páginas
...trade. "Section 6 (c) reads as follows: Nothing in this title shall be construed to prevent any exchange from adopting and enforcing any rule not inconsistent...thereunder and the applicable laws of the State in which it is located. "•Compare Sharp and Fox, Burinui //•'-..-.; (1B37) p. 89 ff.; Heermance, The Elhici...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 páginas
...equitable principles of trade. (c) Nothing in this title shall be construed to prevent any exchange from adopting and enforcing any rule not inconsistent...thereunder and the applicable laws of the State in which it is located. (d) If it appears to the Commission that the exchange applying for registration is so organized...
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United States Code, Volume 2

United States - 1953 - 1692 páginas
...construed to prevent any exchange from adopting and enforcing any rule not inconsistent with this chapter exceeding 5 per centum of said total fiber weight, of is located. (d) If it appears to the Commission that the exchange applying for registration is so organized...
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Securities Exchange Act of 1934 as Amended to August 10, 1954

United States - 1955 - 54 páginas
...equitable principles of trade. (c) Nothing in this title shall be construed to prevent any exchange from adopting and enforcing any rule not inconsistent...thereunder and the applicable laws of the State in which it is located. (d) If it appears to the Commission that the exchange applying for registration is so organized...
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SEC Legislation, Hearings Before a Subcommittee ...,86-1 on S ..., Volumes 22-23

United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 páginas
...equitable principles of trade. (c) Nothing in this title shall be construed to prevent any exchange from adopting and enforcing any rule not inconsistent...thereunder and the applicable laws of the State in which it is located. (d) If it appears to the Commission that the exchange applying for registration is so organized...
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Hearings, Reports and Prints of the Senate Committee on Banking and Currency

United States. Congress. Senate. Committee on Banking and Currency - 1959 - 2024 páginas
...principles of trade. SEC LEGISLATION (c) Nothing in this title shall be construed to prevent any exchange from adopting and enforcing any rule not inconsistent...thereunder and the applicable laws of the State in which it is located. (d) If it appears to the Commission that the exchange applying for registration is so organized...
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SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1959 - 660 páginas
...principles of trade. SEC LEGISLATION (c) Nothing in this title shall be construed to prevent any exchange from adopting and enforcing any rule not inconsistent...thereunder and the applicable laws of the State in which it is located. (d) If it appears to the Commission that the exchange applying for registration is so organized...
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SEC Legislation, 1963: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency - 1963 - 490 páginas
...equitable principles of trade. (c) Nothing in this title shall be construed to prevent any exchange from adopting and enforcing any rule not inconsistent...thereunder and the applicable laws of the State in which it is located. (d) If it appears to the Commission that the exchange applying for registration is so organized...
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Legal and Economic Impact of Foreign Banking Procedures on the United States ...

United States COngress. House. Banking and Currency Committee - 1968 - 186 páginas
...equitable principles of trade. (c) Nothing in this title shall be construed to prevent any exchange from adopting and enforcing any rule not inconsistent...thereunder and the applicable laws of the State in which it is located. MARGIN REQUIREMENTS Sec. 7. (a) For the purpose of preventing the excessive use of credit...
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Legal and Economic Impact of Foreign Banking Procedures on the United States ...

United States. Congress. House. Committee on Banking and Currency - 1968 - 190 páginas
...in this title shall be construed to prevent any exchange from adopting and enforcing any rule not i with this title and the rules and regulations thereunder and the applicable laws of the State in which it is located. * i * MARGIN REQUIREMENTS Sec. 7. (a) For the purpose of preventing the excessive use of...
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