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" Before the Subcomm. on Securities of the Senate Comm. on Banking, Housing, and Urban Affairs, 97th Cong., 2d Sess. "
Securities Industry Study, Report If the Subcommittee on Securities ...260 - Página 191
por United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1973
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Securities Industry Study: Appendix to proceedings on self-regulation in the ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 1971 - 380 páginas
...and that they would be unable to express an opinion on its financial statements as of September 30, * Securities Industry Study, Report of the Subcomm....Securities of the Senate Comm. on Banking, Housing A Urban Attain for the Period Ended February 4, 1972, 92d Cong 2d SPss, at 7-11 (1972). Fnlls to receive...
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Securities Industry Study: Self-regulation in the securities industry

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 1971 - 352 páginas
...Commerce. Report of Securities Industry Studv. HR Rep. No. 92-1519. 92d Cong.. 2d Sess. 117-130 (1972) ; Subcomm. on Securities of the Senate Comm. on Banking. Housing and Urban Affairs. Report of the Securities Industry Study, 92d Cong.. 2d Sess. 45-46 (Comm. Print, 1972). M As you are...
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Securities Industry Study, Report ..., Containing a Report of ..., Volumes 22-23

1972 - 98 páginas
...1971). IS. NY Times. Apr. 8, 1971, p. 57, col. 3. 19. 1 Securities Industry Study, Hearings before the Subcomm. on Securities of the Senate Comm. on Banking, Housing and Urban Affairs, 92d Cong., 1st Sess. 142 (1971) (hereinafter cited as Senate Hearings). 20. SEC, Statement on the Future...
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Hearings, Reports and Prints of the Senate Committee on Banking, Housing and ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1973 - 998 páginas
...The growth of institutional investors and the shift to common stock Is described at greater length In Securities Industry Study, Report of the Subcomm....Securities of the Senate Comm. on Banking, Housing A Urban Affairs for the Period Ended February 4, 1972, <J2d Con^c., 3d Sess. at 3S 3H (Commi'tee Print...
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Securities Industry Study: Report

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 1973 - 252 páginas
...SECURETT RISK 174-178(1971). '• SEC, Securities Exchange Act Release No. 3617 (Nov. 8, 1944). ",S«, eg, Securities Industry Study, Report of the Subcomm. on Securities of the Senate Cqniin. on Banking, Housing & Urban Affairs for the Period Ended February 4, 1972, 92d Cong., 2d Sess....
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Hearings, Reports and Prints of the Senate Committee on Government Operations

United States. Congress. Senate. Committee on Government Operations - 1974 - 970 páginas
...(daily ed. Dec. 20. 1973) (remarks of Sen. Beulsen); Comments of Alton B. Harris, Chief Counsel to the Subcomm. on Securities of the Senate Comm. on Banking, Housing and Urban Affairs, 4th Ann. Nat'l Legis. Conf.. Ass'u of Prívale Pension and Welfare Plans. Washington, DC, Feb. 20,...
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Institutional Investors Full Disclosure Act: Hearings Before the ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 1974 - 300 páginas
...(daily ed. Dec. 20, 1973) (remarks of Sen. Bentsen); Comments of Alton B. Harris, Chief Counsel to the Subcomm. on Securities of the Senate Comm. on Banking, Housing and Urban Affairs, 4th Ann. Nat'l Legis. Conf., Ass'n of Private Pension and Welfare Plans, Washington, DC, Feb. 20, 1974;...
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Corporate Disclosure: Hearings Before the Subcommittee on Budgeting ...

United States. Congress. Senate. Government Operations Committee - 1974 - 1316 páginas
...various methods of charging for brokerage or dealer services in securities transactions are discussed in SUBCOMM. ON SECURITIES OF THE SENATE COMM. ON BANKING, HOUSING AND URBAN AFFAIRS, SECURITIES INDUSTRY STUDY, SEN. Doc. No. 13, 93d Cong., 1st Sess. 43-51 (1973) [hereinafter cited as...
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Nonnational Flag Ocean Rates: Hearing Before the Subcommittee on Merchant ...

United States. Congress. Senate. Committee on Commerce. Merchant Marine Subcommittee - 1975 - 100 páginas
...Secretary for Economic Affairs, Department of State, in Hearings on Foreign Investment Act of 1975 Btfore the Subcomm. on Securities of the Senate Comm. on Banking, Housing and Urban Affairs, 94th Cong., 1st Sess. (1975), at 29. Yet, merely because a group of treaties is categorized, this does...
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The Competition Improvements Act of 1975: Hearings Before the Subcommittee ...

United States. Congress. Senate. Committee on the Judiciary. Subcommittee on Antitrust and Monopoly - 1976 - 1116 páginas
...FOREIGN COMMERCE, REPORT ON THE SECURITIES INDUSTRY STUDY, HR Rtp. No. 1519, 92d Cong., 2d Sess. (1972); SUBCOMM. ON SECURITIES OF THE SENATE COMM. ON BANKING, HOUSING, AND URBAN AFFAIRS, REPORT ON THE SECURITIES INDUSTRY STUDY, S. D<x . No. 13, 93d Cong., 1st Sess. (1973). Both reports...
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