| 1972 - 98 páginas
...1971). IS. NY Times. Apr. 8, 1971, p. 57, col. 3. 19. 1 Securities Industry Study, Hearings before the Subcomm. on Securities of the Senate Comm. on Banking, Housing and Urban Affairs, 92d Cong., 1st Sess. 142 (1971) (hereinafter cited as Senate Hearings). 20. SEC, Statement on the Future... | |
| United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1973 - 998 páginas
...The growth of institutional investors and the shift to common stock Is described at greater length In Securities Industry Study, Report of the Subcomm....Securities of the Senate Comm. on Banking, Housing A Urban Affairs for the Period Ended February 4, 1972, <J2d Con^c., 3d Sess. at 3S 3H (Commi'tee Print... | |
| United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 1973 - 252 páginas
...SECURETT RISK 174-178(1971). '• SEC, Securities Exchange Act Release No. 3617 (Nov. 8, 1944). ",S«, eg, Securities Industry Study, Report of the Subcomm. on Securities of the Senate Cqniin. on Banking, Housing & Urban Affairs for the Period Ended February 4, 1972, 92d Cong., 2d Sess.... | |
| United States. Congress. Senate. Committee on Government Operations - 1974 - 970 páginas
...(daily ed. Dec. 20. 1973) (remarks of Sen. Beulsen); Comments of Alton B. Harris, Chief Counsel to the Subcomm. on Securities of the Senate Comm. on Banking, Housing and Urban Affairs, 4th Ann. Nat'l Legis. Conf.. Ass'u of Prívale Pension and Welfare Plans. Washington, DC, Feb. 20,... | |
| United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 1974 - 300 páginas
...(daily ed. Dec. 20, 1973) (remarks of Sen. Bentsen); Comments of Alton B. Harris, Chief Counsel to the Subcomm. on Securities of the Senate Comm. on Banking, Housing and Urban Affairs, 4th Ann. Nat'l Legis. Conf., Ass'n of Private Pension and Welfare Plans, Washington, DC, Feb. 20, 1974;... | |
| United States. Congress. Senate. Government Operations Committee - 1974 - 1316 páginas
...various methods of charging for brokerage or dealer services in securities transactions are discussed in SUBCOMM. ON SECURITIES OF THE SENATE COMM. ON BANKING, HOUSING AND URBAN AFFAIRS, SECURITIES INDUSTRY STUDY, SEN. Doc. No. 13, 93d Cong., 1st Sess. 43-51 (1973) [hereinafter cited as... | |
| United States. Congress. Senate. Committee on the Judiciary. Subcommittee on Antitrust and Monopoly - 1976 - 1116 páginas
...FOREIGN COMMERCE, REPORT ON THE SECURITIES INDUSTRY STUDY, HR Rtp. No. 1519, 92d Cong., 2d Sess. (1972); SUBCOMM. ON SECURITIES OF THE SENATE COMM. ON BANKING, HOUSING, AND URBAN AFFAIRS, REPORT ON THE SECURITIES INDUSTRY STUDY, S. D<x . No. 13, 93d Cong., 1st Sess. (1973). Both reports... | |
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