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" ... and the rules and regulations thereunder and that the rules of the exchange are just and adequate to insure fair dealing and to protect investors, the Commission shall cause such exchange to be registered as a national securities exchange. "
Securities Industry Study, Report If the Subcommittee on Securities ...260 - Página 182
por United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1973
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 páginas
...able to comply with the provisions of this Act and the rules and regulations made by the Commission thereunder and that the rules of the exchange are just and adequate to ensure fair dealuvj and to protect investors, the Commission shall cause such exchange to l>e registered...
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...able to comply with the provisions of this act and the rules and regulations made by the Commission thereunder and that the rules of the exchange are just and adequate to ensure fair dealing and to protect investors, the Commission shall cause such exchange to be registered...
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Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 páginas
...rules and regulations made thereunder and the applicable laws of the State in which it Is located. are just and adequate to insure fair dealing and to protect Investors, the Commission shall cause such exchange to be registered as a national securities exchange. (e) Within...
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 páginas
...exchange applying for registittion is so organized as to be able to comply with the provisions of this Art and the rules and regulations thereunder and that the rules of the are just and adequate to insure fair dealing and to protect investors, the Commission shall cause such...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 páginas
...which it is located. (d) If it appears to the Commission that the exchange applying for registration is so organized as to be able to comply with the provisions...insure fair dealing and to protect investors, the Commission shall cause such exchange to be registered as a national securities exchange. (e) Within...
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Decisions and Reports, Volume 30

United States. Securities and Exchange Commission - 1956 - 1016 páginas
...appears to us that the exchange is so organized as to be able to comply with the provisions of the Act and the rules and regulations thereunder and that...adequate to insure fair dealing and to protect investors. While Todd testified that applicant's constitution and rules were patterned very closely after those...
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United States Code, Volume 2

United States - 1953 - 1692 páginas
...applying for registration is so organized as to be able to comply with the provisions of this chapter and the rules and regulations thereunder and that...insure fair dealing and to protect investors, the Commission shall cause such exchange to be registered as a national securities exchange. (e) Within...
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Securities Exchange Act of 1934 as Amended to August 10, 1954

United States - 1955 - 52 páginas
...which it is located. (d) If it appears to the Commission that the exchange applying for registration is so organized as to be able to comply with the provisions...insure fair dealing and to protect investors, the Commission shall cause such exchange to be registered as a national securities exchange. (e) Within...
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SEC Legislation, Hearings Before a Subcommittee ...,86-1 on S ..., Volumes 22-23

United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 páginas
...Commission that the exchange is so organized as to be able to comply with the act and the Commission's rules thereunder and that the rules of the exchange are...adequate to insure fair dealing and to protect investors. Subsection (e) provides that the Commission shall enter an order either granting or denying registration...
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Securities Acts Amendments, 1959: Hearings Before a Subcommittee of the ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1960 - 442 páginas
...Commission that the exchange is so organized as to be able to comply with the act and the Commission's rules thereunder, and that the rules of the exchange are...adequate to insure fair dealing and to protect investors. Subsection (e) provides that the Commission shall enter an order either granting or denying registration...
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