| United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 páginas
...any person liable under any provision of this Act or of any rule or regulation made pursuant thereto shall also be liable jointly and severally with and to the same extent aa such controlled person to any person to whom such controlled person is liable. (b) It shall be unlawful... | |
| United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 páginas
...any person liable under any provision of this Act or of any rule or regulation made pursuant thereto shall also be liable jointly and severally with and...any person to whom such controlled person is liable. (b) It shall be unlawful for any person, directly or indirectly, to do any act or thing which it would... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...any person liable under any provision of this Act or of any rule or regulation made pursuant thereto shall also be liable jointly and severally with and...any person to whom such controlled person is liable. (b) It shall be unlawful for any person, directly or indirectly, to do any act or thing which it would... | |
| United States. Securities and Exchange Commission - 1956 - 900 páginas
...controls any person liable under any provision of this title or of any rule or regulation thereunder shall also be liable jointly and severally with and...any person to whom such controlled person is liable, unless the controlling person acted in good faith and did not directly or indirectly induce the act... | |
| United States - 1938 - 48 páginas
...controls any Eerson liable under any provision of this title or of any rule or reguition thereunder shall also be liable jointly and severally with and...any person to whom such controlled person is liable, unless the controlling person acted in good faith and did not directly or indirectly induce the act... | |
| United States. Congress. House. Committee on Labor - 1941 - 284 páginas
...Instrument or writing filed with the Secretary by such employment agency pursuant to section 5 (b) (1) at this Act, or prescribed by the Secretary pursuant...controlled person to any person to whom such controlled persou is liable. (e) Any person suffering loss or damage recoverable pursuant to subsections (a) and... | |
| United States - 1953 - 1692 páginas
...controls any person liable under any provision of this chapter or of any rule or regulation thereunder as have occurred during such calendar month. (b) For the purpose of unless the controlling person acted in good faith and did not directly or indirectly induce the act... | |
| United States - 1964 - 356 páginas
...or through stock ownership, agency, or otherwise, controls any person liable under section 11 or 12, shall also be liable jointly and severally with and to the same extent as such controlled person to anj person to whom such controlled person is liable. ADDITIONAL REMEDIES SEC. 16. The rights and remedies... | |
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