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" ... shall also be liable jointly and severally with and to the same extent as such controlled person to any person to whom such controlled person is liable, unless the controlling person acted in good faith and did not directly or indirectly induce the... "
To Regulate Private Employment Agencies Engaged in Interstate Commerce ... - Página 3
por United States. Congress. House. Committee on Labor - 1941 - 272 páginas
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 páginas
...any person liable under any provision of this Act or of any rule or regulation made pursuant thereto shall also be liable jointly and severally with and to the same extent aa such controlled person to any person to whom such controlled person is liable. (b) It shall be unlawful...
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 páginas
...any person liable under any provision of this Act or of any rule or regulation made pursuant thereto shall also be liable jointly and severally with and...any person to whom such controlled person is liable. (b) It shall be unlawful for any person, directly or indirectly, to do any act or thing which it would...
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...any person liable under any provision of this Act or of any rule or regulation made pursuant thereto shall also be liable jointly and severally with and...any person to whom such controlled person is liable. (b) It shall be unlawful for any person, directly or indirectly, to do any act or thing which it would...
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Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 páginas
...controls any person liable under any provision of this Act or of any rule or regulation thereunder shall also be liable jointly and severally with and to the same extent ns such controlled person to any person to whom such controlled person is liable, unless the controlling...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956 - 900 páginas
...controls any person liable under any provision of this title or of any rule or regulation thereunder shall also be liable jointly and severally with and...any person to whom such controlled person is liable, unless the controlling person acted in good faith and did not directly or indirectly induce the act...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 páginas
...controls any Eerson liable under any provision of this title or of any rule or reguition thereunder shall also be liable jointly and severally with and...any person to whom such controlled person is liable, unless the controlling person acted in good faith and did not directly or indirectly induce the act...
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To Regulate Private Employment Agencies Engaged in Interstate Commerce ...

United States. Congress. House. Committee on Labor - 1941 - 284 páginas
...Instrument or writing filed with the Secretary by such employment agency pursuant to section 5 (b) (1) at this Act, or prescribed by the Secretary pursuant...controlled person to any person to whom such controlled persou is liable. (e) Any person suffering loss or damage recoverable pursuant to subsections (a) and...
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United States Code, Volume 2

United States - 1953 - 1692 páginas
...controls any person liable under any provision of this chapter or of any rule or regulation thereunder as have occurred during such calendar month. (b) For the purpose of unless the controlling person acted in good faith and did not directly or indirectly induce the act...
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National Defense Migration: Hearings Before the Select Committee ...

United States. Congress. House. Select Committee Investigating National Defense Migration - 1941 - 1202 páginas
...or persons upon such information, representation, or promise, unless such agency shall prove tliat It acted in good faith and had no knowledge of, and...such amount on any bond filed with the Secretary by any such agency pursuant to section 5 (e) of this Act, which action shall be brought in the name of...
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Laws Relating to Securities Commission, Exchanges and Holding Companies ...

United States - 1964 - 356 páginas
...or through stock ownership, agency, or otherwise, controls any person liable under section 11 or 12, shall also be liable jointly and severally with and to the same extent as such controlled person to anj person to whom such controlled person is liable. ADDITIONAL REMEDIES SEC. 16. The rights and remedies...
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