| Philippines - 1988 - 484 páginas
...delivery on or subject to the rules of any contract market, or (2) who for compensation or/profit, and as part of a regular business, issues or promulgates analyses or reports concerning commodities; except (a) any bank or trust company, (b) any journalist, reporter, columnist or editor,... | |
| United States. Securities and Exchange Commission - 1953 - 824 páginas
...the advisability of Investing In, purchasing, or selling securities, or who, for compensation and as part of a regular business, Issues or promulgates analyses or reports concerning securities ; but does not Include (A) a bank, or any holding company affiliate, as defined In the Banking Act... | |
| United States. Securities and Exchange Commission - 1941 - 1124 páginas
...the advisability of Investing in, purchasing, or selling securities, or who, for compensation and as part of a regular business, Issues or promulgates analyses or reports concerning securities; but does not Include (A) a bank, or any holding company affiliate, as defined In the Banking Act of... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1174 páginas
...to the advisability of investing in, Phasing, or selling securities, or who, for compensation and as part of a regular business, issues or promulgates analyses or reports concerning securities; but does ВД include (A) a bank: (B) any lawyer, accountant, engineer, or teacher whose .wrforiiiance... | |
| United States - 1953 - 1692 páginas
...the advisability of investing in, purchasing, or selling securities, or who, for compensation and as mber, mineral deposits, but does not include (A) a bank, or any holding company affiliate, as defined in section 221a (c) of... | |
| United States - 1994 - 1380 páginas
...leverage transaction authorized under section 23 of this title; or (ii) for compensation or profit, and as part of a regular business, issues or promulgates analyses or reports concerning any of the activities referred to in clause (i). (B) Exclusions Subject to subparagraph (C), the term... | |
| United States - 1975 - 1680 páginas
...delivery on or subject to the rules of any contract market, or who for compensation or profit, and as part of a regular business, issues or promulgates analyses or reports concerning commodities ; but does not include (i) any bank or trust company, (ii) any newspaper reporter, newspaper... | |
| United States. Securities and Exchange Commission - 1944 - 1290 páginas
...the advisability of investing in, purchasing, or selling securities, or who, for compensation and as part of a regular business. Issues or promulgates analyses or reports concerning securities; but does not Include (A) a bank, or any holding company affiliate, as denned in the Banking Act of... | |
| 1984 - 564 páginas
...the advisability of investing in, purchasing, or selling securities, or who, for compensation and as part of a regular business, issues or promulgates analyses or reports concerning securities, but does not include a bank or any broker, lawyer, accountant, engineer or teacher whose performance... | |
| |