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" Any material which is received by the Commission in any investigation, a purpose of which is to determine whether any person may have violated any provision of the laws administered by the Commission, and which is provided pursuant to any compulsory process... "
SEC Authorization Request and Related Issues: Hearing Before the ... - Página 46
por United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection and Finance - 1983 - 361 páginas
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Authorizations for the Securities and Exchange Commission: Hearing Before ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 1983 - 160 páginas
...any investigation or inquiry permitted by the federal securities laws as defined in Section 21 (g), or the rules and regulations adopted thereunder, and...compulsory process under this Act or which is provided v voluntarily in place of such compulsory process shall be exempt from disclosure under Section 552...
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Compilation of Selected Acts Within the Jurisdiction of the ..., Volume 4

United States - 1995 - 396 páginas
...determine whether any person may have violated any provision of the laws administered by the Commission, and which is provided pursuant to any compulsory process...disclosure under section 552 of title 5, United States Code. (15 USC 57b-2) SEC. 22. (a) For purposes of this section: (1) The term "rule" means any rule...
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Compilation of Selected Acts Within the Jurisdiction of the ..., Volume 4

United States - 1997 - 458 páginas
...determine whether any person may have violated any provision of the laws administered by the Commission, and which is provided pursuant to any compulsory process...disclosure under section 552 of title 5, United States Code. (15 USC 57b-2) SEC. 22. (a) For purposes of this section: (1) The term "rule" means any rule...
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The Federal Trade Commission: A Guide to Sources

Robert V. Labaree - 2000 - 544 páginas
...administered by the Commission, and which is provided pursuant to any compulsory process under this subchapter or which is provided voluntarily in place of such...exempt from disclosure under section 552 of title 5. 57b-3. Uniema kin jj; process (a) Definitions For purposes of this section: •(1) The term "rule"...
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International Antitrust Cooperation Handbook

2004 - 812 páginas
...of the laws administered by the Commission, and which is provided pursuant to any compulsory process or which is provided voluntarily in place of such...compulsory process, shall be exempt from disclosure under FOIA. Section 10 of the FTC Act [15 USC § 50] provides for criminal penalties for the unauthorized...
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