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" SPARKMAN introduced the following bill; which was read twice and referred to the Committee on Banking and Currency A BILL To amend the Investment Company Act of 1940 and the Investment Advisers Act of 1940 to define the equitable standards governing relationships... "
High Interest Rates, Hearings Before ..., 91-1 ..., March 25 and 26, and ... - Página 54
por United States. Congress. Senate. Committee on Banking and Currency - 1969 - 127 páginas
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Decisions and Reports, Volume 11

United States. Securities and Exchange Commission - 1945 - 1290 páginas
...not difficult to find. As to the second part of Section 30, calling for the investment trust study, the Investment Company Act of 1940 and the Investment Advisers Act of 1940 furnish the answer. As to the utility studies and recommendations, there was always a reason unconnected...
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Nomination of John Skelton Williams: Hearing Before the Committee on Banking ...

United States. Congress. Senate. Committee on Banking and Currency - 1919 - 638 páginas
...the United States. February 5, 1019. Mr. Weeks introduced the following bill: which was read twice and referred to the Committee on Banking and Currency.] A BILL To aboilish the office of the Comptroller of the Currency and transfer the functions thereof to the Federal...
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State Taxation of National Banks: Hearing, Feb. 4, 1931

United States. Congress. House. Committee on Banking and Currency - 1930 - 136 páginas
...OF THE UNITED STATES, June 17, 1929. Mr. Norbeck introduced the following bill; which was read twice and referred to the Committee on Banking and Currency. A BILL To amend section 5219 of the Revised Statutes, as amended Be it enacted by the Senate and House of Representatives...
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Independent Offices Appropriation Bill for 1943: Hearings ... 77th Congress ...

United States. Congress. House. Appropriations - 1941 - 1222 páginas
...ADVISERS ACT OF 1940 The fifth project is in connection with the administration and enforcement of the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Our justifications for this project start at the bottom of page 37. Our administration of these acts...
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Investigation of Concentration of Economic Power: Temporary National ...

United States. Congress. House. Temporary National Economic Committee - 1941 - 478 páginas
...deficiencies found in their organization and operation. The Commission's studies led to the enactment of the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Both acts were passed unanimously by the Congress and signed by the President on August 23. 1940. 'Temporary...
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Independent Offices Appropriation Bill for 1942: Hearings ... 77th Congress ...

United States. Congress. House. Appropriations - 1941 - 1532 páginas
...amended, the Securities Exchange Act of 1934, as amended, the Public Utility Holding Company Act of 1935, the Investment Company Act of 1940, and the Investment Advisers Act of 1940, the Commission is required to make available to the public the information contained in any application,...
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Official Congressional Directory

United States. Congress - 1941 - 874 páginas
...amended; and the registration and regulation of investment companies and investment advisers under the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Objectives of the Securities Act of 1933. — The Securities Act of 1933 is designed to compel full...
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Investigation of Concentration of Economic Power. Final Report ..., Edições 1-4

United States. Congress. House. Temporary National Economic Committee - 1941 - 814 páginas
...(legislative day, FEBRUARY 13), 1941 Mr. MEAD Introduced the following bill ; which was read twice and referred to the Committee on Banking and Currency A BILL To establish a permanent Industrial loan corporation to assist financing Institutions In making credit...
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Investigation of Concentration of Economic Power. Final Report and ...

United States. Congress. Temporary National Economic Committee - 1941 - 806 páginas
...(legislative day, FEBRUARY 13), 1941 Mr. MEAD introduced the following bill ; which was read twice and referred to the Committee on Banking and Currency A BILL To establish a permanent industrial loan corporation to assist financing institutions in making credit...
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Investigation of Concentration of Power, Final Report and Recommendations of ...

United States. Congress. House. Temporary National Economic Committee - 1941 - 808 páginas
...(legislative day, February 13), 1941 Mr. Mead introduced the following bill ; which was read twice and referred to the Committee on Banking and Currency A BILL To establish a permanent Industrial loan corporation to assist financing Institutions In making credit...
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