| United States. Securities and Exchange Commission - 1945 - 1290 páginas
...not difficult to find. As to the second part of Section 30, calling for the investment trust study, the Investment Company Act of 1940 and the Investment Advisers Act of 1940 furnish the answer. As to the utility studies and recommendations, there was always a reason unconnected... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1919 - 638 páginas
...the United States. February 5, 1019. Mr. Weeks introduced the following bill: which was read twice and referred to the Committee on Banking and Currency.] A BILL To aboilish the office of the Comptroller of the Currency and transfer the functions thereof to the Federal... | |
| United States. Congress. House. Committee on Banking and Currency - 1930 - 136 páginas
...OF THE UNITED STATES, June 17, 1929. Mr. Norbeck introduced the following bill; which was read twice and referred to the Committee on Banking and Currency. A BILL To amend section 5219 of the Revised Statutes, as amended Be it enacted by the Senate and House of Representatives... | |
| United States. Congress. House. Appropriations - 1941 - 1222 páginas
...ADVISERS ACT OF 1940 The fifth project is in connection with the administration and enforcement of the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Our justifications for this project start at the bottom of page 37. Our administration of these acts... | |
| United States. Congress. House. Temporary National Economic Committee - 1941 - 478 páginas
...deficiencies found in their organization and operation. The Commission's studies led to the enactment of the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Both acts were passed unanimously by the Congress and signed by the President on August 23. 1940. 'Temporary... | |
| United States. Congress. House. Appropriations - 1941 - 1532 páginas
...amended, the Securities Exchange Act of 1934, as amended, the Public Utility Holding Company Act of 1935, the Investment Company Act of 1940, and the Investment Advisers Act of 1940, the Commission is required to make available to the public the information contained in any application,... | |
| United States. Congress - 1941 - 874 páginas
...amended; and the registration and regulation of investment companies and investment advisers under the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Objectives of the Securities Act of 1933. — The Securities Act of 1933 is designed to compel full... | |
| United States. Congress. House. Temporary National Economic Committee - 1941 - 814 páginas
...(legislative day, FEBRUARY 13), 1941 Mr. MEAD Introduced the following bill ; which was read twice and referred to the Committee on Banking and Currency A BILL To establish a permanent Industrial loan corporation to assist financing Institutions In making credit... | |
| United States. Congress. Temporary National Economic Committee - 1941 - 806 páginas
...(legislative day, FEBRUARY 13), 1941 Mr. MEAD introduced the following bill ; which was read twice and referred to the Committee on Banking and Currency A BILL To establish a permanent industrial loan corporation to assist financing institutions in making credit... | |
| United States. Congress. House. Temporary National Economic Committee - 1941 - 808 páginas
...(legislative day, February 13), 1941 Mr. Mead introduced the following bill ; which was read twice and referred to the Committee on Banking and Currency A BILL To establish a permanent Industrial loan corporation to assist financing Institutions In making credit... | |
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