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" ... or, in general, any interest or instrument commonly known as a 'security,' or any certificate of interest or participation in, temporary or interim certificate for, receipt of, guarantee of, or warrant or right to subscribe to or purchase, any of... "
Reauthorization of the Commodity Futures Trading Commission: Hearing Before ... - Página 478
por United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry. Subcommittee on Agricultural Research and General Legislation - 1978
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 páginas
...voting-trust certificate, certificate of interest in property tangible or intangible, or, in general, any instrument commonly known as a security, or any certificate...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase any of the foregoing. (13) The term "State" means any...
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National securities exchange act 1934. Feb. 26-Apr. 5, 1934. 2 v

United States. Congress. Senate. Committee on Banking and Currency - 1934 - 1008 páginas
...or participation in any profit-sharing agreement, oil. gas. and other mineral royalties and deeds, collateral-trust certificate, preorganization certificate...share, investment contract, voting-trust certificate, or in general, any instrument commonly known as a • -c. urity ". or any certificate of interest or...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1934 - 922 páginas
...certificate of interest in property tangible or intangible, or, in general, any instrument wmmonly known as a security, or any certificate of interest...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase any of the foregoing. (13) The term "State" means any...
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Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 páginas
...agreement or in any oil, gas, or other mineral royalty or lease, any collateral-trust certificates, preorganization certificate or subscription, transferable...voting-trust certificate, certificate of deposit for n security, or in general, any instrument commonly known as a " security " : or any certificate of...
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...or participation in any profit-sharing agreement, oil, gas, and other mineral royalties and deeds, collateral-trust certificate, preorganization certificate...share, investment contract, votingtrust certificate, or in general, any instrument commonly known as a "security", or any certificate of interest or participation...
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 páginas
...or participation in any profit-sharing agreement, oil, gas, and other mineral royalties and deeds, collateral-trust certificate, preorganization certificate...share, investment contract, votingtrust certificate, or in general, any instrument commonly known as a "security , or any certificate of interest or participation...
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Public Utility Holding Company Act of 1935: Hearings Before the Committee on ...

United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1298 páginas
...participation in any profit-sharing agreement or in any oil, gas, other mineral royalty or lease, any collateral-trust certificate, preorganization certificate...certificate, certificate of deposit for a security, receiver's or trustee's certificate, or in general any instrument commonly known as a " security "...
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Crime, Kidnaping and Prison Laws...

United States - 1935 - 294 páginas
...of lading, evidence of indebtedness, certificate of interest or participation in any profitsharing agreement, collateral-trust certificate, preorganization...contract, voting-trust certificate; certificate of interest in property, tangible or intangible; instrument or document or writing evidencing ownership...
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1968 - 374 páginas
...in any oil, gas, other mineral royalty or lease, any collateral-trust certificate, p reorganization certificate or subscription, transferable share, investment...certificate, certificate of deposit for a security, receiver's or trustee's certificate, or, in general, any instrument commonly known as a " security...
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Public Utility Holding Company Act of 1935: Hearings, April 16 to 29, 1935

United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1164 páginas
...in any oil, gas, other mineral royalty or lease, any collateral-trust certificate, preorganizatlon certificate or subscription, transferable share, investment...certificate, certificate of deposit for a security, receiver's or trustee's certificate, or in general any Instrument commonly known as a " security "...
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