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" ... or acceptance of orders, accepts any money, securities, or property (or extends credit in lieu thereof) to margin, guarantee, or secure any trades or contracts that result or may result therefrom. "
Reauthorization of the Commodity Futures Trading Commission: Hearing Before ... - Página 236
por United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry. Subcommittee on Agricultural Research and General Legislation - 1978
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Official Gazette, Volume 84,Edições 27-29

Philippines - 1988 - 484 páginas
...a Futures Commission Merchant/ Broker and is engaged in soliciting or in accepting VOL. 84, NO. 27 orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any contract market and that, in connection with such solicitation or...
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United States Code Annotated, Volume 7

United States - 1927 - 468 páginas
...merchants, dealing by unregistered merchants prohibited; moneys and securities of customers, care and use It shall be unlawful for any person to engage as futures...soliciting orders or accepting orders for the purchase or •ale of any commodity for future delivery, or involving any contracts of sale of any commodity for...
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Hearings

United States. Congress. House. Committee on Rules - 1931 - 934 páginas
...include individuals, associations, partnerships, corporations, and trusts engaged in soliciting or in accepting orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any contract market and that, in or in connection with such solicitation...
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Regulation of Grain Exchanges: Hearings Before ...73-2 on H.R. 8829, April 3 ...

United States. Congress. House. Committee on Agriculture - 1934 - 314 páginas
...transactions and such rules shall not have been disapproved by the Secretary of Agriculture. " SEC. 4d. It shall be unlawful for any person to engage as futures...orders or accepting orders for the purchase or sale ' if any commodity for future delivery, or involving any contracts of sale or contracts to sell any...
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Hearing Before the Committee on Agriculture, House of Representatives ...

United States. Congress. House. Committee on Agriculture - 1935 - 140 páginas
...transactions and such rules shall not have been disapproved by the Secretary of Agriculture. " SEO. 4d. It shall be unlawful for any person to engage as futures...merchant in soliciting orders or accepting orders for the purchnso or sale of any commodity for future delivery, or involving any contracts of sale or contracts...
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Regulation of Commodity Exchanges, Hearing Before ..., 74-1 on H.R. 3009 ...

United States. Congress. House. Committee on Agriculture - 1935 - 138 páginas
...transactions and such rules shall not have been disapproved by the Secretary of Agriculture. " SEO. 4d. It shall be unlawful for any person to engage as futures commission merchant in soliciting orders or ac^eptimr orders for the purchnse or sale of any commodity for future delivery, or involving any contracts...
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Laws Applicable to the United States Department of Agriculture, 1935 ...

United States - 1936 - 684 páginas
...include individuals, associations, partnerships, corporations, and trusts engaged in soliciting or in accepting orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any contract market and that, in or in connection with such solicitation...
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To Amend the Grain Futures Act: Hearings Before ..., 74-2 on H.R. 6772 ...

United States. Congress. Senate. Agriculture and Forestry Committee - 1936 - 324 páginas
...of all correspondents and agents engaged in soliciting or accepting on behalf of such applicant any orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any board of trade, and including also the names of its officers and...
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Appropriations, Crop Production and Harvesting Loans: Administration of ...

United States. Congress. House. Committee on Appropriations - 1938 - 1346 páginas
...CHAIRMAN. Let us see what the act provides. Mr. MEHL. Section 4d of the act provides that [reading]: "It shall be unlawful for any person to engage as futures commission merchant in soliciting orders or in accepting orders for the purchase or sale of any commodity for future delivery, or involving any...
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Rules and Regulations of the Secretary of Agriculture Under the Commodity ...

United States. Commodity Exchange Administration - 1937 - 44 páginas
...individuals, asso(19) ciations, partnerships, corporations, and trusts engaged in soliciting^ or in accepting orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any contract market and that, in or in connection with such solicitation...
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