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" When used in this title, unless the context otherwise requires — (1) the term "security" means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust... "
Reauthorization of the Commodity Futures Trading Commission: Hearing Before ... - Página 478
por United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry. Subcommittee on Agricultural Research and General Legislation - 1978
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volume 439

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1980 - 1224 páginas
...issues. 7 Section 2(1) of the Securities Act, as amended, 15 U. 8. C. § 77b (1), defines a "security" as "any note, stock, treasury stock, bond, debenture,...indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription,...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 páginas
...(11) The terms "sale" and "sell" shall include any contract to sell or •otherwise dispose of. (12) The term "security" means any note, stock, treasury...indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription,...
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Federal Securities Act, Hearing Before ... 73-1, on H.R. 4314 ... , March 31 ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 260 páginas
...following respective meanings: 1 (a) "Security" shall include any note, stock. Treasury stock, "blank" stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in a profit-sharing agreement, or right to subscribe to any of the foregoing, certificate of interest...
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Securities Act ,hearings Before ...,73-1, on S. 875 ...,March ..., Volumes 22-23

United States. Congress. Senate. Banking and Currency Committee - 1933 - 366 páginas
...following respective meanings: (a) "Security" shall include any note, stock, treasury stock, "blank" stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in a profit-sharing agreement, or right to subscribe to any of the foregoing, certificate of interest...
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Federal Securities Act: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 264 páginas
...following respective meanings: (a) "Security" shall include any note, stock, Treasury stock, "blank" stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in a profit-sharing agreement, or right to subscribe to any of the foregoing, certificate of interest...
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Securities Act: Hearings Before the Committee on Banking and Currency ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 376 páginas
...following respective meanings: (a) "Security" shall include any note, stock, treasury stock, "blank" stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in a profit-sharing agreement, or right to subscribe to any of the foregoing, certificate of interest...
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United States Statutes at Large, Volume 76,Parte 1

United States - 1962 - 810 páginas
...legal adoption,; "minor" means a person who has not attained the age of 21 years. "security" includes any note, stock, treasury stock, bond, debenture,...indebtedness, certificate of interest or participation in an oil. gas or mining title or lease or in payments out of production under such a title or lease,...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...the mails. DEFINITIONS SEC. 2. When used in this act, unless the context otherwise requires — (1) The term "security" means any note, stock, treasury stock, bond, debenture, evidence of indebedness, certificate of interest or participation in any profitsharing agreement, collateral-trust...
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...the mails. DEFINITIONS SEC. 2. When used in this act, unless the context otherwise requires — (1) The term "security" means any note, stock, treasury stock, bond, debenture, evidence of indebedness, certificate of interest or participation in any profitsharing agreement, collateral-trust...
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Decisions and Reports

United States. Securities and Exchange Commission - 1941 - 1690 páginas
...selling were not securities within the meaning of Section 2 (1) of the Securities Act Section 2 (1) provides: The term "security" means any note, stock,...Indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription,...
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