 security" means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable...  Reauthorization of the Commodity Futures Trading Commission: Hearing Before ... - Página 478por United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry. Subcommittee on Agricultural Research and General Legislation - 1978Visualização integral - Acerca deste livro
 | United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1980 - 1224 páginas
...debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." The definition of a "security" in § 3 (a) (10 of the Securities Exchange... | |
 | United States - 1968 - 374 páginas
...interest or instrument commonly known as a ' security , or any certificate of interest or trticipation in, temporary or interim certificate for, receipt...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." (b) Paragraph (4) of such section 2 is amended to read as follows... | |
 | United States - 1938 - 48 páginas
...certificate of interest or participation in any profit-sharing agreement, collateral-trust certincatej preorganization certificate or subscription, transferable...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." (b) Paragraph (4) of such section 2 is amended to read as follows... | |
 | United States. Securities and Exchange Commission - 1941 - 1690 páginas
...preorganization certificate or subscription, transferable share, investment contract, voting trust certificate, certificate of deposit for a security,...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. The interest in question is evidenced by a so-called "mineral rights... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 páginas
...debenture, evidence of indebtedness, certificate of interest or participation in any profitsharing agreement, collateral-trust certificate, preorganization...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. (36) "Short-term paper" means any note, draft, bill of exchange, or... | |
 | United States - 1953 - 1692 páginas
...debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing nd cause to be served on such person, partnership,...practice. Until the expiration of the time allowed purchase, any of the foregoing. (3) The term "sale", "sell", "offer to sell", or "offer for sale" shall... | |
 | United States - 2000 - 1216 páginas
...currency, or, in general, any interest or instrument commonly known as a "security", or any certifícate of Interest or participation in, temporary or interim...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. (2) The term "person" means an individual, a corporation, a partnership,... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 348 páginas
...debenture, evidence of indebtedness, certificate of interest, or participation in any profitsharing agreement, collateral-trust certificate, preorganization...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. As you will note, the definition does not mention employee savings... | |
 | United States. Supreme Court - 1944 - 922 páginas
...interest or participation in any profit-sharing agreement, collateral-trust certificate, preoiganization certificate or subscription, transferable share, investment...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." 7 In the first edition of Statutes and Statutory Construction by Sutherland... | |
 | United States. Supreme Court - 1947 - 978 páginas
...debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." Opinion of the Court. 328 US as separate transactions involving no... | |
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