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" ... as to make it necessary or appropriate in the public interest or for the protection of investors or consumers that the applicant be subject to the obligations, duties, and liabilities imposed in this title upon subsidiary companies of holding companies. "
Hearings, Reports and Prints of the Senate Committee on Banking and Currency - Página 116
por United States. Congress. Senate. Committee on Banking and Currency - 1940
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1968 - 374 páginas
...any publicutility or holding company as to make it necessary or appropriate in the public interest or for the protection of investors or consumers that the applicant be subject to tne obligations, duties, and liabilities imposed in this title upon holding companies. The filing of...
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Uniform System of Accounts for Mutual Service Companies and Subsidiary ...

United States. Securities and Exchange Commission - 1936 - 40 páginas
...appropriate in the public interest or for the protection of investors or consumers that such person be subject to the obligations, duties, and liabilities imposed in this title upon affiliates of a company. (Title I, Public Utility Act of 1935, Sec. 2 (a) (11).) "Associate company"...
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Decisions and Reports

United States. Securities and Exchange Commission - 1941 - 1690 páginas
...such a controlling influence * * * as to make it necessary or appropriate in the public interest or for the protection of investors or consumers that...liabilities imposed In this title upon holding companies. We deem it equally plain that the form in which a "controlling influence" is exercised is unimportant;...
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Decisions and Reports, Volume 14

United States. Securities and Exchange Commission - 1947 - 1062 páginas
...or may be exercised are not such "as to make it necessary or appropriate in the public interest or for the protection of investors or consumers that...the obligations, duties, and liabilities imposed" by the Act upon subsidiaries of holding companies. Central Hudson's principal contention on this phase...
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Decisions and Reports, Volume 9

United States. Securities and Exchange Commission - 1943 - 1160 páginas
...influence, directly or indirectly, . . . so as to make it necessary or appropriate in the public interest or for the protection of investors or consumers that...the obligations, duties, and liabilities imposed" by the Act upon subsidiary companies of holding companies.64 In view of this conclusion, the application...
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Decisions and Reports, Volume 3

United States. Securities and Exchange Commission - 1940 - 1240 páginas
...to make it necessary 3 SEC or appropriate In the public interest or for the protection of investor* or consumers that the applicant be subject to the...duties, and liabilities imposed in this title upon subsidiary companies of holding companies. A hearing on such application was held after appropriate...
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Decisions and Reports, Volume 18

United States. Securities and Exchange Commission - 1950 - 948 páginas
...appropriate in the public interest or for the protection of Investor* or consumers that snch person be subject to the obligations, duties, and liabilities Imposed In this title upon holding companies. * See Holding Company Act Release No. 5437. • See Holding Company Act Release No. 5485. By order...
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Decisions and Reports, Volume 4

United States. Securities and Exchange Commission - 1940 - 1176 páginas
...public utility or holding company as to make it necessary or appropriate in the public Interest or for the protection of Investors or consumers that the applicant be subject to the oblications, duties, and liabilities imposed in this title upon holding companies. * * • Contemporaneously...
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Decisions and Reports, Volume 7

United States. Securities and Exchange Commission - 1941 - 1192 páginas
...to make it necessary and appropriate in the public interest and for the protection of investors and consumers that the applicant be subject to the obligations, duties and liabilities imposed by the Act upon subsidiary companies. APPEARANCES : Leonard E. Ackennann and Jerome M. Alper, of the...
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Decisions and Reports, Volume 5

United States. Securities and Exchange Commission - 1941 - 1124 páginas
...opinion, this influence makes it necessary in the public interest, and for the protection of investors and consumers, that the applicant be subject to the obligations, duties, and liabilities imposed by the Act upon subsidiaries of registered holding companies.1 As heretofore pointed out an application...
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