Hearings, Reports and Prints of the Senate Committee on Agriculture, Nutrition, and ForestryU.S. Government Printing Office, 1978 |
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Palavras e frases frequentes
action activities administrative Advisory Committee agency amended authority BAGLEY believe Board of Trade brokers cash CFTC Act CFTC's Chairman Chicago Board Chicago Mercantile Exchange Commis Commission's Commodity Exchange Act Commodity Futures Trading commodity industry commodity markets commodity options commodity pool commodity trading commodity trading advisor concerning Congress contract market court customer protection dealer options economic effect enforcement exclusive jurisdiction FCMs Federal firms forward contracts functions futures association futures commission merchants futures contracts futures industry futures markets Futures Trading Commission Government grain hearing hedgers hedging Hunt investors involved issue legislation London options Mocatta modity option trading option transactions options market parens patriae person pilot program positions problems proposed public interest question RAINBOLT recommendations registered regulation regulatory responsibility risk rules Section Senator CLARK Senator HUDDLESTON Senator LEAHY sion soybean speculative limits staff statement Subcommittee surveillance tion underlying violation
Passagens conhecidas
Página 466 - ... security," or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing.
Página 455 - any stock or similar security; or any security convertible, with or without consideration, into such a security; or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any other security which the...
Página 601 - The act, omission, or failure of any official, agent, or other person acting for any individual, association, partnership, corporation, or trust within the scope of his employment or office shall be deemed the act, omission, or failure of such individual, association, partnership, corporation, or trust, as well as of such official, agent, or other person.
Página 207 - For the purpose of any such investigation, or any other proceeding under this title, any member of the Commission or any officer designated by it is empowered to administer oaths and affirmations, subpena witnesses, compel their attendance, take evidence, and require the production of any books, papers, correspondence, memoranda, or other records which the Commission deems relevant or material to the inquiry.
Página 207 - Commission may invoke the aid of any couiv of the United States within the jurisdiction of which such investigation or proceeding is carried on, or where such person resides or carries on business, in requiring the attendance and testimony of witnesses and the production of books, papers, correspondence, memoranda, and other records.
Página 232 - Bolivia, Brazil, Chile, Colombia, Costa Rica, Ecuador, El Salvador, Guatemala, Honduras, Mexico, Nicaragua, Panama, Paraguay, Peru, Uruguay, and Venezuela.
Página 196 - Commission, there to produce records, if so ordered, or to give testimony touching the matter under investigation or in question; and any failure to obey such order of the court may be punished by such court as a contempt thereof. All process in any such case may be served in the judicial district whereof such person is an inhabitant or wherever he may be found.
Página 601 - ... of trading in any commodity for future delivery on or subject to the rules of any contract market...
Página 452 - When used in this title, unless the context otherwise requires — (1) the term "security" means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment contract, voting-trust certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights...
Página 601 - interstate commerce " shall be construed to mean commerce between any State, Territory, or possession, or the District of Columbia, and any place outside thereof; or between points within the same State, Territory, or possession, or the District of Columbia, but through any place outside thereof, or within any Territory or possession, or the District of Columbia.