National Securities Market System Act of 1973: Hearings, Ninety-third Congress, First Session, on S. 2519 ..U.S. Government Printing Office, 1973 - 743 páginas |
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action amended American Stock Exchange antirebate rule auction market AutEx authority believe bid-offer spreads bill broker or dealer broker-dealers brokerage central market system Chairman commission rates Commission's competition competitive commission consolidated tape costs court customers discount effect exchange members exchange membership exchange rules Exchange's execution fixed commissions fixed minimum commission floor incentive Instinet issuer legislation listed securities market makers market-makers member firms minimum commission system NASD NASDAQ national market system national securities exchange National Securities Market NEEDHAM nonmember brokers NYSE members NYSE's off-board operation orders over-the-counter person procedures proposed Section protection of investors public interest purposes quotation reason regional exchanges registered securities regulatory Report require SEC's Section 11A Section 19 securities association Securities Exchange Act securities industry securities information processor Securities Market System self-regulatory organization Senator BIDEN Senator WILLIAMS specialists statement Subcommittee third market tion transactions unlisted trading York Stock Exchange